Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| INSTRUCTURE HOLDINGS INC. | May 23, 2024 | Election of Class III Directors: Steve Daly | Director Elections | Board | WITHHOLD | 4 | |
| INTAPP INC. | November 14, 2023 | To elect three Class III Directors, each to hold office until our Annual Meeting of Stockholders in 2026 and until his successor is duly elected and qualified: Martin Fichtner | Director Elections | Board | WITHHOLD | 4 | |
| INTEGRAL AD SCIENCE HOLDING CORP. | May 7, 2024 | Election of Class III Directors: Bridgette Heller | Director Elections | Board | WITHHOLD | 4 | |
| INTEGRAL AD SCIENCE HOLDING CORP. | May 7, 2024 | Election of Class III Directors: Christina Lema | Director Elections | Board | WITHHOLD | 4 | |
| INTEGRAL AD SCIENCE HOLDING CORP. | May 7, 2024 | Election of Class III Directors: Jill Putman | Director Elections | Board | WITHHOLD | 4 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Gerard Kappauf | Director Elections | Board | WITHHOLD | 4 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Jean Madar | Director Elections | Board | WITHHOLD | 4 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Michel Atwood | Director Elections | Board | WITHHOLD | 4 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Philippe Benacin | Director Elections | Board | WITHHOLD | 4 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Philippe Santi | Director Elections | Board | WITHHOLD | 4 | |
| INTEST CORP. | June 20, 2024 | Election of Directors: Steven J. Abrams, Esq. | Director Elections | Board | WITHHOLD | 4 | |
| INTEVAC INC. | May 15, 2024 | Election of Directors: David S. Dury | Director Elections | Board | AGAINST | 4 | |
| INTEVAC INC. | May 15, 2024 | Proposal to approve an amendment to the Intevac 2020 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 900,000 shares. | Compensation | Board | AGAINST | 4 | |
| INTREPID POTASH INC. | May 16, 2024 | Election of Class I Directors: Lori A. Lancaster | Director Elections | Board | AGAINST | 4 | |
| IRADIMED CORP. | June 20, 2024 | Election of Directors: James Hawkins | Director Elections | Board | WITHHOLD | 4 | |
| IRADIMED CORP. | June 20, 2024 | Election of Directors: Roger Susi | Director Elections | Board | WITHHOLD | 4 | |
| IRHYTHM TECHNOLOGIES INC. | May 29, 2024 | To approve, on a non-binding advisory basis, the named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| ISPIRE TECHNOLOGY INC. | June 25, 2024 | Election of Directors: Tuanfang Liu | Director Elections | Board | AGAINST | 4 | |
| IVANHOE ELECTRIC INC. | June 6, 2024 | Election of Directors: Priya Patil | Director Elections | Board | AGAINST | 4 | |
| J.JILL INC. | June 6, 2024 | To elect one director: Jyothi Rao | Director Elections | Board | WITHHOLD | 4 | |
| JAKKS PACIFIC INC. | December 15, 2023 | To approve an amendment to the Company's 2002 Stock Award and Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| JAKKS PACIFIC INC. | December 15, 2023 | To conduct an advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| JAKKS PACIFIC INC. | December 15, 2023 | To elect two (2) Class III Directors to hold office for the term described in this proxy statement: Matthew Winkler | Director Elections | Board | WITHHOLD | 4 | |
| JAMF HOLDING CORP. | May 30, 2024 | Election of Directors: Christina Lema | Director Elections | Board | WITHHOLD | 4 | |
| JAMF HOLDING CORP. | May 30, 2024 | Election of Directors: David Breach | Director Elections | Board | WITHHOLD | 4 | |
| JAMF HOLDING CORP. | May 30, 2024 | Election of Directors: John Strosahl | Director Elections | Board | WITHHOLD | 4 | |
| JAMF HOLDING CORP. | May 30, 2024 | Election of Directors: Michael Fosnaugh | Director Elections | Board | WITHHOLD | 4 | |
| JOBY AVIATION INC. | June 14, 2024 | Election of Directors To be elected for terms expiring in 2027: Aicha Evans | Director Elections | Board | WITHHOLD | 4 | |
| JOBY AVIATION INC. | June 14, 2024 | Election of Directors To be elected for terms expiring in 2027: JoeBen Bevirt | Director Elections | Board | WITHHOLD | 4 | |
| JOHN B. SANFILIPPO & SON INC. | November 2, 2023 | Election of Directors: Ellen C. Taaffe | Director Elections | Board | WITHHOLD | 4 | |
| JOHN B. SANFILIPPO & SON INC. | November 2, 2023 | Election of Directors: Mercedes Romero | Director Elections | Board | WITHHOLD | 4 | |
| JOHN B. SANFILIPPO & SON INC. | November 2, 2023 | Election of Directors: Pamela Forbes Lieberman | Director Elections | Board | WITHHOLD | 4 | |
| KALTURA INC. | June 18, 2024 | Election of Directors: Naama Halevi Davidov | Director Elections | Board | WITHHOLD | 4 | |
| KALTURA INC. | June 18, 2024 | Election of Directors: Shay David | Director Elections | Board | WITHHOLD | 4 | |
| KALVISTA PHARMACEUTICALS INC. | September 26, 2023 | The election of two Class II directors to hold office until the earliest of our 2026 annual meeting of stockholders and such individual's death, resignation or removal and the election and qualification of his or her successor: PATRICK TREANOR | Director Elections | Board | AGAINST | 4 | |
| KARYOPHARM THERAPEUTICS INC. | May 29, 2024 | To approve an amendment to the Karyopharm Therapeutics Inc. 2022 Equity Incentive Plan, as amended, to increase the number of shares of our common stock available for issuance thereunder by 6,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| KIMBALL ELECTRONICS INC. | November 17, 2023 | To approve the Kimball Electronics, Inc. 2023 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| KINETIK HOLDINGS INC. | May 20, 2024 | Election of Directors: David I. Foley | Director Elections | Board | WITHHOLD | 4 | |
| KKR REAL ESTATE FINANCE TRUST INC. | April 19, 2024 | Election of Directors: Irene M. Esteves | Director Elections | Board | WITHHOLD | 4 | |
| KKR REAL ESTATE FINANCE TRUST INC. | April 19, 2024 | Election of Directors: Jonathan A. Langer | Director Elections | Board | WITHHOLD | 4 | |
| KKR REAL ESTATE FINANCE TRUST INC. | April 19, 2024 | Election of Directors: Terrance R. Ahern | Director Elections | Board | WITHHOLD | 4 | |
| KLX ENERGY SERVICES HOLDINGS INC. | May 9, 2024 | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers; | Say-on-Pay | Board | AGAINST | 4 | |
| KODIAK GAS SERVICES INC. | May 1, 2024 | Election of three nominees: Jon-Al Duplantier | Director Elections | Board | WITHHOLD | 4 | |
| KRONOS WORLDWIDE INC. | May 15, 2024 | Director Nominees: James M. Buch | Director Elections | Board | WITHHOLD | 4 | |
| KRONOS WORLDWIDE INC. | May 15, 2024 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 | |
| KRONOS WORLDWIDE INC. | May 15, 2024 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 | |
| KRONOS WORLDWIDE INC. | May 15, 2024 | Nonbinding advisory vote approving named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Approval of an amendment to our Amended and Restated 2014 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Election of two Class I directors for three-year terms: Faheem Hasnain | Director Elections | Board | WITHHOLD | 4 | |
| KURA ONCOLOGY INC. | June 5, 2024 | Election of two Class I directors for three-year terms: Troy E. Wilson, Ph.D, J.D. | Director Elections | Board | WITHHOLD | 4 | |
| KURA SUSHI USA INC. | January 25, 2024 | Election of Directors: Carin L. Stutz | Director Elections | Board | AGAINST | 4 | |
| KURA SUSHI USA INC. | January 25, 2024 | Election of Directors: Hajime Uba | Director Elections | Board | AGAINST | 4 | |
| KURA SUSHI USA INC. | January 25, 2024 | Election of Directors: Kim Ellis | Director Elections | Board | AGAINST | 4 | |
| KURA SUSHI USA INC. | January 25, 2024 | Election of Directors: Seitaro Ishii | Director Elections | Board | AGAINST | 4 | |
| KURA SUSHI USA INC. | January 25, 2024 | Election of Directors: Shintaro Asako | Director Elections | Board | AGAINST | 4 | |
| KVH INDUSTRIES INC. | June 12, 2024 | To elect one Class I director to a three-year term expiring in 2027: To elect David B. Kagan as our Class I Director to a three-year term expiring in 2027 | Director Elections | Board | AGAINST | 4 | |
| LADDER CAPITAL CORP. | June 6, 2024 | Approval of a non-binding, advisory resolution to approve our executive compensation ("Say on Pay"). | Say-on-Pay | Board | AGAINST | 4 | |
| LADDER CAPITAL CORP. | June 6, 2024 | Election of the below Nominees to the Board of Directors: Douglas Durst | Director Elections | Board | WITHHOLD | 4 | |
| LADDER CAPITAL CORP. | June 6, 2024 | Election of the below Nominees to the Board of Directors: Jeffrey Steiner | Director Elections | Board | WITHHOLD | 4 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Bruce Frank | Director Elections | Board | WITHHOLD | 4 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Elias Farhat | Director Elections | Board | WITHHOLD | 4 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Ming (Martin) Tian | Director Elections | Board | WITHHOLD | 4 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Mollie Fadule | Director Elections | Board | WITHHOLD | 4 | |
| LANDSEA HOMES CORP. | June 5, 2024 | Election of the 7 director nominees named in the proxy statement: Qin (Joanna) Zhou | Director Elections | Board | WITHHOLD | 4 | |
| LANZATECH GLOBAL INC. | June 25, 2024 | Election of Class I Directors: Nigel Gormly | Director Elections | Board | WITHHOLD | 4 | |
| LARIMAR THERAPEUTICS INC. | May 29, 2024 | Election of Class I Directors for a Three-Year Term Expiring in 2027: Jonathan Leff | Director Elections | Board | WITHHOLD | 4 | |
| LEAFLY HOLDINGS INC. | July 12, 2023 | Election of Directors: Blaise Judja-Sato | Director Elections | Board | WITHHOLD | 4 | |
| LEAFLY HOLDINGS INC. | July 12, 2023 | Election of Directors: Peter Lee | Director Elections | Board | WITHHOLD | 4 | |
| LEGALZOOM.COM INC. | June 6, 2024 | An advisory vote on the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| LEGALZOOM.COM INC. | June 6, 2024 | Election of Directors: Jeffrey Stibel | Director Elections | Board | WITHHOLD | 4 | |
| LEGALZOOM.COM INC. | June 6, 2024 | Election of Directors: John Murphy | Director Elections | Board | WITHHOLD | 4 | |
| LEONARDO DRS INC. | May 15, 2024 | Election of Directors: Kenneth J. Krieg | Director Elections | Board | WITHHOLD | 4 | |
| LEXEO THERAPEUTICS INC. | June 25, 2024 | The election of Mette Kirstine Agger as the Class I director: Mette Kirstine Agger | Director Elections | Board | WITHHOLD | 4 | |
| LI-CYCLE HOLDINGS CORP. | May 23, 2024 | Approve, on an advisory basis, the compensation of Li-Cycle Holdings Corp.'s named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| LIFE TIME GROUP HOLDINGS INC. | April 26, 2024 | Election of Class III Directors: John Danhakl | Director Elections | Board | WITHHOLD | 4 | |
| LIFE TIME GROUP HOLDINGS INC. | April 26, 2024 | Election of Class III Directors: Paul Hackwell | Director Elections | Board | WITHHOLD | 4 | |
| LIFESTANCE HEALTH GROUP INC. | June 3, 2024 | Approval, on an advisory basis, of the compensation of the Company's named executive officers; | Say-on-Pay | Board | AGAINST | 4 | |
| LIFESTANCE HEALTH GROUP INC. | June 3, 2024 | Election of the three director nominees named in the Proxy Statement to serve until the 2027 annual meeting of stockholders: Kenneth Burdick | Director Elections | Board | WITHHOLD | 4 | |
| LIGHTWAVE LOGIC INC. | May 22, 2024 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| LINCOLN NATIONAL CORP. | May 23, 2024 | The approval of an amendment to the Lincoln National Corporation 2020 Incentive Compensation Plan. | Compensation | Board | AGAINST | 4 | |
| LINDBLAD EXPEDITIONS HOLDINGS INC. | June 4, 2024 | Election of Class B Directors: Mark D. Ein | Director Elections | Board | WITHHOLD | 4 | |
| LINDBLAD EXPEDITIONS HOLDINGS INC. | June 4, 2024 | The approval, on an advisory basis, of the 2023 compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| LIQUIDIA CORP. | June 20, 2024 | Election of Directors: Paul B. Manning | Director Elections | Board | WITHHOLD | 4 | |
| LIQUIDIA CORP. | June 20, 2024 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| LIVERAMP HOLDINGS INC. | August 15, 2023 | Approval of an increase in the number of shares available for issuance under the Company's Amended and Restated 2005 Equity Compensation Plan. | Compensation | Board | AGAINST | 4 | |
| LIVEWIRE GROUP INC. | May 16, 2024 | Election of Directors: Glen Koval | Director Elections | Board | WITHHOLD | 4 | |
| LIVEWIRE GROUP INC. | May 16, 2024 | Election of Directors: Jochen Zeitz | Director Elections | Board | WITHHOLD | 4 | |
| LIVEWIRE GROUP INC. | May 16, 2024 | Election of Directors: Jonathan Root | Director Elections | Board | WITHHOLD | 4 | |
| LIVEWIRE GROUP INC. | May 16, 2024 | Election of Directors: Luke Mansfield | Director Elections | Board | WITHHOLD | 4 | |
| LIVEWIRE GROUP INC. | May 16, 2024 | Election of Directors: Paul Krause | Director Elections | Board | WITHHOLD | 4 | |
| LIVEWIRE GROUP INC. | May 16, 2024 | To approve the issuance of additional shares of common stock necessary to effect a full conversion of the Convertible Loan. | Capital Structure | Board | AGAINST | 4 | |
| LONGBOARD PHARMACEUTICALS INC. | May 23, 2024 | To elect the two Class III directors named herein to hold office until the Company's 2027 annual meeting of stockholders: Paul J. Sekhri | Director Elections | Board | WITHHOLD | 4 | |
| LOOP MEDIA INC. | August 15, 2023 | Election of Directors: Bruce A. Cassidy | Director Elections | Board | WITHHOLD | 4 | |
| LOOP MEDIA INC. | August 15, 2023 | Election of Directors: Denise M. Penz | Director Elections | Board | WITHHOLD | 4 | |
| LOOP MEDIA INC. | August 15, 2023 | To approve, on an advisory basis, on the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| LSB INDUSTRIES INC. | May 23, 2024 | Election of Directors: Barry H. Golsen | Director Elections | Board | AGAINST | 4 | |
| LYELL IMMUNOPHARMA INC. | June 14, 2024 | Approval, on a non-binding advisory basis, of the compensation of the company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| LYELL IMMUNOPHARMA INC. | June 14, 2024 | Election of Class III Directors: Elizabeth Nabel, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| LYELL IMMUNOPHARMA INC. | June 14, 2024 | Election of Class III Directors: Lynn Seely, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| LYFT INC. | June 13, 2024 | To approve, on an advisory basis, the compensation of our named executive officers | Say-on-Pay | Board | AGAINST | 4 |
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Built November 1, 2026 from SEC Form N-PX filings.