Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| MACROGENICS INC. | May 21, 2024 | To approve the amendment to the MacroGenics, Inc. 2023 Equity Incentive Plan, as disclosed in the proxy materials. | Compensation | Board | AGAINST | 4 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP. | December 6, 2023 | Approval of the Company's 2023 Employee Stock Plan. | Compensation | Board | AGAINST | 4 | |
| MAINSTREET BANCSHARES INC. | May 15, 2024 | Approval of the proposal to amend the 2019 Equity Incentive Plan to increase the number of shares of common stock available for issuance from 650,000 to 1,150,000 shares. | Compensation | Board | AGAINST | 4 | |
| MAMMOTH ENERGY SERVICES INC. | June 12, 2024 | Election of Directors: James Palm | Director Elections | Board | AGAINST | 4 | |
| MARATHON DIGITAL HOLDINGS INC. | July 27, 2023 | To increase our authorized shares of common stock from 200 million shares to 500 million. | Capital Structure | Board | AGAINST | 4 | |
| MARCUS & MILLICHAP INC. | May 2, 2024 | To approve the Amended and Restated 2013 Omnibus Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| MARINE PRODUCTS CORP. | April 23, 2024 | To approve the proposed 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| MARINE PRODUCTS CORP. | April 23, 2024 | To elect three Class II Nominees (term expiring 2027) to the Board of Directors: Gary W. Rollins | Director Elections | Board | WITHHOLD | 4 | |
| MARINE PRODUCTS CORP. | April 23, 2024 | To elect three Class II Nominees (term expiring 2027) to the Board of Directors: John F. Wilson | Director Elections | Board | WITHHOLD | 4 | |
| MARINE PRODUCTS CORP. | April 23, 2024 | To elect three Class II Nominees (term expiring 2027) to the Board of Directors: Richard A. Hubbell | Director Elections | Board | WITHHOLD | 4 | |
| MARKETWISE INC. | June 6, 2024 | Election of Directors: Glenn Tongue | Director Elections | Board | WITHHOLD | 4 | |
| MARKETWISE INC. | June 6, 2024 | Election of Directors: Matthew Smith | Director Elections | Board | WITHHOLD | 4 | |
| MATTERPORT INC. | June 10, 2024 | To elect the Board's nominee Mike (Gus) Gustafson: Mike (Gus) Gustafson | Director Elections | Board | WITHHOLD | 4 | |
| MAXEON SOLAR TECHNOLOGIES LTD. | August 23, 2023 | Elect Sean S J Wang as Director | Director Elections | Board | AGAINST | 4 | |
| MAXEON SOLAR TECHNOLOGIES LTD. | August 23, 2023 | Elect Shen, Haoping as Director | Director Elections | Board | AGAINST | 4 | |
| MAXEON SOLAR TECHNOLOGIES LTD. | August 23, 2023 | Elect William Patrick Mulligan III as Director | Director Elections | Board | AGAINST | 4 | |
| MAXEON SOLAR TECHNOLOGIES LTD. | August 23, 2023 | Elect Xu, Luoluo as Director | Director Elections | Board | AGAINST | 4 | |
| MAYVILLE ENGINEERING COMPANY INC. | April 16, 2024 | Election of Directors: Terms expiring at the 2027 Annual Meeting: Allen J. Carlson | Director Elections | Board | WITHHOLD | 4 | |
| MAYVILLE ENGINEERING COMPANY INC. | April 16, 2024 | Election of Directors: Terms expiring at the 2027 Annual Meeting: Timothy L. Christen | Director Elections | Board | WITHHOLD | 4 | |
| MBIA INC. | May 2, 2024 | To approve, on an advisory basis, executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| MEDIAALPHA INC. | May 16, 2024 | To elect the three Class I director nominees named in the proxy statement to serve on our Board of Directors until our 2027 annual meeting of stockholders and until their successors are duly elected and qualified; and: Anthony Broglio | Director Elections | Board | AGAINST | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | A non-binding, advisory vote on the compensation of the Company's Named Executive Officers. | Say-on-Pay | Board | AGAINST | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Andrew A. Juster | Director Elections | Board | WITHHOLD | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Anne E. Sellers | Director Elections | Board | WITHHOLD | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: David N. Shane | Director Elections | Board | WITHHOLD | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Patrick D. O'Brien | Director Elections | Board | WITHHOLD | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Sue Anne Gilroy | Director Elections | Board | WITHHOLD | 4 | |
| MERCHANTS BANCORP | May 16, 2024 | Election of Directors: Tamika D. Catchings | Director Elections | Board | WITHHOLD | 4 | |
| MIMEDX GROUP INC. | June 5, 2024 | Advisory approval of executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| MINERALYS THERAPEUTICS INC. | May 22, 2024 | Election of Class I director for a three-year term to expire at the 2027 annual meeting of stockholders: Jon Congleton | Director Elections | Board | WITHHOLD | 4 | |
| MIRUM PHARMACEUTICALS INC. | June 5, 2024 | Election of three Class II nominees for director to hold office until the Company's 2027 annual meeting of stockholders: Laurent Fischer, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| MONDEE HOLDINGS INC. | June 28, 2024 | Election of Directors: Aboelnaga Kanaan | Director Elections | Board | WITHHOLD | 4 | |
| MONDEE HOLDINGS INC. | June 28, 2024 | Election of Directors: Pradeep Udhas | Director Elections | Board | WITHHOLD | 4 | |
| MORNINGSTAR INC. | May 10, 2024 | Election of Directors: Caroline Tsay | Director Elections | Board | AGAINST | 4 | |
| MORNINGSTAR INC. | May 10, 2024 | Election of Directors: Cheryl Francis | Director Elections | Board | AGAINST | 4 | |
| MORNINGSTAR INC. | May 10, 2024 | Election of Directors: Doniel Sutton | Director Elections | Board | AGAINST | 4 | |
| MORNINGSTAR INC. | May 10, 2024 | Election of Directors: Gail Landis | Director Elections | Board | AGAINST | 4 | |
| MORNINGSTAR INC. | May 10, 2024 | Election of Directors: Robin Diamonte | Director Elections | Board | AGAINST | 4 | |
| MORNINGSTAR INC. | May 10, 2024 | Election of Directors: Steve Joynt | Director Elections | Board | AGAINST | 4 | |
| MULLEN AUTOMOTIVE INC. | August 3, 2023 | To approve the conversion of Mullen Automotive Inc. from a Delaware Corporation to a Maryland Corporation; | Extraordinary Transactions | Board | AGAINST | 4 | |
| MULLEN AUTOMOTIVE INC. | August 3, 2023 | To approve, for purposes of complying with Nasdaq Listing Rule 5635(c), of the issuance of shares of Common Stock to our Chief Executive Officer pursuant to a Performance Stock Award Agreement; | Compensation | Board | AGAINST | 4 | |
| MULLEN AUTOMOTIVE INC. | August 3, 2023 | To approve, on a non-binding advisory basis, the compensation of our named executive officers; | Say-on-Pay | Board | AGAINST | 4 | |
| MULTIPLAN CORP. | April 24, 2024 | Approval of the Amendment to the MultiPlan Corporation 2020 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| MVB FINANCIAL CORP. | May 21, 2024 | Election of Directors: John W. Ebert for a three-year term | Director Elections | Board | WITHHOLD | 4 | |
| N-ABLE INC. | May 22, 2024 | Election of Class III Directors: Ann Johnson | Director Elections | Board | WITHHOLD | 4 | |
| N-ABLE INC. | May 22, 2024 | Election of Class III Directors: Michael Widmann | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Alfred M. Rankin, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Britton T. Taplin | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Dennis W. LaBarre | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: John P. Jumper | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: John S. Dalrymple, III | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Lori J. Robinson | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Matthew M. Rankin | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Michael S. Miller | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Roger F. Rankin | Director Elections | Board | WITHHOLD | 4 | |
| NACCO INDUSTRIES INC. | May 15, 2024 | Election of Directors: Valerie Gentile Sachs | Director Elections | Board | WITHHOLD | 4 | |
| NANO-X IMAGING LTD. | June 25, 2024 | Approve Compensation Policy for the Directors and Officers of the Company | Compensation | Board | AGAINST | 4 | |
| NANO-X IMAGING LTD. | June 25, 2024 | Approve Grant of Options to Erez Meltzer, CEO | Compensation | Board | AGAINST | 4 | |
| NATERA INC. | June 12, 2024 | To approve Natera, Inc.'s amended and restated 2015 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| NATHAN'S FAMOUS INC. | September 12, 2023 | Adoption, on an advisory basis, of a non-binding resolution approving the compensation of the Company's Named Executive Officers, as described in the proxy statement under "Executive Compensation" | Say-on-Pay | Board | AGAINST | 4 | |
| NATHAN'S FAMOUS INC. | September 12, 2023 | Election of the following nominees, as set forth in the proxy statement: A. F. Petrocelli | Director Elections | Board | WITHHOLD | 4 | |
| NATHAN'S FAMOUS INC. | September 12, 2023 | Election of the following nominees, as set forth in the proxy statement: Howard M. Lorber | Director Elections | Board | WITHHOLD | 4 | |
| NATIONAL BEVERAGE CORP. | October 6, 2023 | Election of Director: Nick A. Caporella | Director Elections | Board | WITHHOLD | 4 | |
| NATIONAL BEVERAGE CORP. | October 6, 2023 | To approve executive compensation, by a non-binding advisory vote. | Say-on-Pay | Board | AGAINST | 4 | |
| NATIONAL PRESTO INDUSTRIES INC. | May 21, 2024 | Election of Directors: Maryjo Cohen | Director Elections | Board | WITHHOLD | 4 | |
| NATURAL GROCERS BY VITAMIN COTTAGE INC. | March 6, 2024 | Election of Directors: Heather Isely | Director Elections | Board | WITHHOLD | 4 | |
| NATURAL GROCERS BY VITAMIN COTTAGE INC. | March 6, 2024 | Election of Directors: Kemper Isely | Director Elections | Board | WITHHOLD | 4 | |
| NAUTILUS BIOTECHNOLOGY INC. | June 13, 2024 | Election of Class III Directors: Karen Akinsanya | Director Elections | Board | WITHHOLD | 4 | |
| NELNET INC. | May 16, 2024 | Election of three Class I directors for three-year terms: Jona M. Van Deun | Director Elections | Board | AGAINST | 4 | |
| NELNET INC. | May 16, 2024 | Election of three Class I directors for three-year terms: Michael S. Dunlap | Director Elections | Board | AGAINST | 4 | |
| NERDWALLET INC. | May 14, 2024 | To elect five members to our Board of Directors ("Board"), each to serve until the annual meeting in 2025 and until a successor has been duly elected and qualified, or until such director's earlier resignation, retirement or other termination of service: Tim Chen | Director Elections | Board | WITHHOLD | 4 | |
| NERDY INC. | May 1, 2024 | Election of Class III Directors: Stuart Udell | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | June 11, 2024 | To elect seven trustees to serve until the 2025 annual meeting of shareholders: Arthur Laffer | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | June 11, 2024 | To elect seven trustees to serve until the 2025 annual meeting of shareholders: Carol Swain | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | June 11, 2024 | To elect seven trustees to serve until the 2025 annual meeting of shareholders: Catherine Wood | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | June 11, 2024 | To elect seven trustees to serve until the 2025 annual meeting of shareholders: Edward Constantino | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | June 11, 2024 | To elect seven trustees to serve until the 2025 annual meeting of shareholders: Scott Kavanaugh | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT REAL ESTATE FINANCE INC. | May 7, 2024 | To elect seven directors to serve until the 2025 annual meeting of stockholders: Arthur Laffer | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT REAL ESTATE FINANCE INC. | May 7, 2024 | To elect seven directors to serve until the 2025 annual meeting of stockholders: Carol Swain | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT REAL ESTATE FINANCE INC. | May 7, 2024 | To elect seven directors to serve until the 2025 annual meeting of stockholders: Edward Constantino | Director Elections | Board | WITHHOLD | 4 | |
| NEXPOINT REAL ESTATE FINANCE INC. | May 7, 2024 | To elect seven directors to serve until the 2025 annual meeting of stockholders: Scott Kavanaugh | Director Elections | Board | WITHHOLD | 4 | |
| NEXSTAR MEDIA GROUP INC. | June 18, 2024 | To conduct an advisory vote on the compensation of our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 4 | |
| NEXTDECADE CORP. | June 3, 2024 | To approve an amendment to the Company's 2017 Omnibus Incentive Plan, as amended, to increase the maximum number of shares available under such plan; | Compensation | Board | AGAINST | 4 | |
| NEXTDOOR HOLDINGS INC. | June 18, 2024 | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| NEXTDOOR HOLDINGS INC. | June 18, 2024 | Election of Class III Directors: Chris Varelas | Director Elections | Board | WITHHOLD | 4 | |
| NEXTRACKER INC. | September 20, 2023 | The election of each of the nominees for director Nominees: Daniel Shugar | Director Elections | Board | WITHHOLD | 4 | |
| NEXTRACKER INC. | September 20, 2023 | The election of each of the nominees for director Nominees: Paul Lundstrom | Director Elections | Board | WITHHOLD | 4 | |
| NEXTRACKER INC. | September 20, 2023 | The election of each of the nominees for director Nominees: Scott Offer | Director Elections | Board | WITHHOLD | 4 | |
| NEXTRACKER INC. | September 20, 2023 | The election of each of the nominees for director Nominees: William Watkins | Director Elections | Board | WITHHOLD | 4 | |
| NI HOLDINGS INC. | May 21, 2024 | Election of Directors: William R. Devlin | Director Elections | Board | WITHHOLD | 4 | |
| NICOLET BANKSHARES INC. | May 20, 2024 | Approval, on a non-binding advisory basis, of the compensation paid to Nicolet's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| NIOCORP DEVELOPMENTS LTD. | January 19, 2024 | Approval of the Amendment and Restatement of the NioCorp Developments Ltd. Long-Term Incentive Plan To consider and, if thought fit, pass the resolution set out below, approving the implementation of the 2017 Amended Long-Term Incentive Plan: BE IT RESOLVED AS AN ORDINARY RESOLUTION THAT: 1. The 2017 Amended Long-Term Incentive Plan, substantially as described in and appended as Schedule B to the Company's Information Circular in respect of the Company's Meeting, is hereby authorized and approved to be effective from the date of the Meeting. 2. All unallocated entitlements under the 2017 Amended Long-Term Incentive Plan, as amended from time to time, be and are hereby approved and authorized, and the Company shall be permitted to grant awards thereunder until January 19, 2027. 3. Any one director or officer of the Company be and is hereby authorized and directed to do all such acts and things and to execute and deliver all such documents, instruments and assurances as in the opinion of such director or officer may be necessary or desirable to give effect to the foregoing resolutions. | Compensation | Board | AGAINST | 4 | |
| NL INDUSTRIES INC. | May 16, 2024 | Director Nominees: Courtney J. Riley | Director Elections | Board | WITHHOLD | 4 | |
| NL INDUSTRIES INC. | May 16, 2024 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 | |
| NL INDUSTRIES INC. | May 16, 2024 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 | |
| NL INDUSTRIES INC. | May 16, 2024 | Nonbinding advisory vote approving named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| NORDIC AMERICAN TANKERS LTD. | November 16, 2023 | Elect Director Alexander Hansson | Director Elections | Board | AGAINST | 4 | |
| NORDIC AMERICAN TANKERS LTD. | November 16, 2023 | Elect Director Herbjorn Hansson | Director Elections | Board | AGAINST | 4 | |
| NORDIC AMERICAN TANKERS LTD. | November 16, 2023 | Elect Director James Kelly | Director Elections | Board | AGAINST | 4 | |
| NORDIC AMERICAN TANKERS LTD. | November 16, 2023 | Elect Director Jenny Chu | Director Elections | Board | AGAINST | 4 |
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Built November 1, 2026 from SEC Form N-PX filings.