Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| NORTHWEST PIPE CO. | June 13, 2024 | Election of Directors: Richard Roman, for a three-year term, expiring 2027 | Director Elections | Board | WITHHOLD | 4 | |
| NORWOOD FINANCIAL CORP. | April 23, 2024 | Election of Directors: Lewis J. Critelli | Director Elections | Board | WITHHOLD | 4 | |
| NUSCALE POWER CORP. | May 24, 2024 | Election of Directors: Alan L. Boeckmann | Director Elections | Board | WITHHOLD | 4 | |
| NUSCALE POWER CORP. | May 24, 2024 | Election of Directors: Alvin C. Collins, III | Director Elections | Board | WITHHOLD | 4 | |
| NUSCALE POWER CORP. | May 24, 2024 | Election of Directors: James R. Breuer | Director Elections | Board | WITHHOLD | 4 | |
| NUVALENT INC. | June 12, 2024 | Election of the following nominees as Class III directors: Cameron Wheeler, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| NUVECTIS PHARMA INC. | June 13, 2024 | Election of Directors: Kenneth Hoberman | Director Elections | Board | AGAINST | 4 | |
| NUVECTIS PHARMA INC. | June 13, 2024 | Election of Directors: Matthew Kaplan | Director Elections | Board | AGAINST | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Approval of the Amended and Restated Oil-Dri Corporation of America 2006 Long Term Incentive Plan which, among other modifications, increases the number of shares authorized for issuance from 1,219,500 shares to 1,719,500 shares and increases the maximum individual grant size in any calendar year to 150,000 shares. | Compensation | Board | AGAINST | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Allan H. Selig | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Amy L. Ryan | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Daniel S. Jaffee | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Ellen-Blair Chube | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: George C. Roeth | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Lawrence E. Washow | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Michael A. Nemeroff | Director Elections | Board | WITHHOLD | 4 | |
| OIL-DRI CORPORATION OF AMERICA | December 13, 2023 | Nominees: Paul M. Hindsley | Director Elections | Board | WITHHOLD | 4 | |
| OMEGA FLEX INC. | June 13, 2024 | To elect two Class 1 directors for a three-year term expiring at the 2027 annual meeting of shareholders: Stewart B. Reed | Director Elections | Board | WITHHOLD | 4 | |
| OMEROS CORP. | June 6, 2024 | Approval of advisory resolution on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| ONEMAIN HOLDINGS INC. | June 12, 2024 | To elect three Class II directors to serve until the 2027 Annual Meeting of Stockholders: Philip L. Bronner | Director Elections | Board | AGAINST | 4 | |
| ONESPAN INC. | June 7, 2024 | To approve, on an advisory basis, the Company's named executive officer compensation; and | Say-on-Pay | Board | AGAINST | 4 | |
| ONESPAWORLD HOLDINGS LTD. | June 5, 2024 | Election of Class B Directors: Jeffrey E. Stiefler | Director Elections | Board | WITHHOLD | 4 | |
| OPPFI INC. | June 5, 2024 | To elect, each for a term expiring at the 2027 Annual Meeting of Stockholders or until a successor has been duly elected and qualified, the following individuals to our Board of Directors: Todd G. Schwartz | Director Elections | Board | WITHHOLD | 4 | |
| ORANGE COUNTY BANCORP INC. | May 21, 2024 | Election of Directors: Gregory F. Holcombe | Director Elections | Board | WITHHOLD | 4 | |
| ORCHESTRA BIOMED HOLDINGS INC. | June 20, 2024 | Election of Class I Directors: Eric A. Rose, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| ORCHESTRA BIOMED HOLDINGS INC. | June 20, 2024 | Election of Class I Directors: Jason Aryeh | Director Elections | Board | WITHHOLD | 4 | |
| ORIC PHARMACEUTICALS INC. | June 12, 2024 | Election of Directors: Richard Heyman, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| ORIGIN MATERIALS INC. | July 20, 2023 | Advisory approval of our executive compensation | Say-on-Pay | Board | AGAINST | 4 | |
| ORIGIN MATERIALS INC. | July 20, 2023 | Election of four Class II directors: Charles Drucker | Director Elections | Board | WITHHOLD | 4 | |
| ORIGIN MATERIALS INC. | July 20, 2023 | Election of four Class II directors: Kathleen B. Fish | Director Elections | Board | WITHHOLD | 4 | |
| ORIGIN MATERIALS INC. | May 2, 2024 | Election of three Class III directors: John Bissell | Director Elections | Board | WITHHOLD | 4 | |
| OSCAR HEALTH INC. | June 6, 2024 | Approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| OSCAR HEALTH INC. | June 6, 2024 | Election of Directors: Joshua Kushner | Director Elections | Board | WITHHOLD | 4 | |
| OUTLOOK THERAPEUTICS INC. | March 7, 2024 | To elect the following members of Class II of the Company's board of directors: Gerd Auffarth, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| OUTLOOK THERAPEUTICS INC. | March 7, 2024 | To elect the following members of Class II of the Company's board of directors: Julia A. Haller, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| OVID THERAPEUTICS INC. | June 6, 2024 | Election of Class I directors: Barbara Duncan | Director Elections | Board | WITHHOLD | 4 | |
| P10 INC. | June 14, 2024 | Election of Class III Directors: Luke A. Sarsfield III | Director Elections | Board | WITHHOLD | 4 | |
| P10 INC. | June 14, 2024 | Election of Class III Directors: Robert Alpert | Director Elections | Board | WITHHOLD | 4 | |
| P10 INC. | June 14, 2024 | Election of Class III Directors: Travis Bames | Director Elections | Board | WITHHOLD | 4 | |
| P3 HEALTH PARTNERS INC. | June 6, 2024 | Election of Class III Directors to serve until the 2027 Annual Meeting of Stockholders, and until their respective successors have been duly elected and qualified: Jeffrey G. Park | Director Elections | Board | WITHHOLD | 4 | |
| PACTIV EVERGREEN INC. | June 5, 2024 | Approve the proposed amendment and restatement of our Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| PACTIV EVERGREEN INC. | June 5, 2024 | Election of Directors: Allen P. Hugli | Director Elections | Board | WITHHOLD | 4 | |
| PAGSEGURO DIGITAL LTD. | May 24, 2024 | Elect Director Eduardo Alcaro | Director Elections | Board | AGAINST | 4 | |
| PAGSEGURO DIGITAL LTD. | May 24, 2024 | Elect Director Luis Frias | Director Elections | Board | AGAINST | 4 | |
| PAGSEGURO DIGITAL LTD. | May 24, 2024 | Elect Director Maria Carolina Ferreira Lacerda | Director Elections | Board | AGAINST | 4 | |
| PAGSEGURO DIGITAL LTD. | May 24, 2024 | Elect Director Maria Judith de Brito | Director Elections | Board | AGAINST | 4 | |
| PAN AMERICAN SILVER CORP. | May 8, 2024 | Elect Director Neil de Gelder | Director Elections | Board | WITHHOLD | 4 | |
| PARAMOUNT GROUP INC. | May 16, 2024 | Approval of the Paramount Group, Inc. 2024 Equity Incentive Plan | Compensation | Board | AGAINST | 4 | |
| PARAMOUNT GROUP INC. | May 16, 2024 | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| PARAMOUNT GROUP INC. | May 16, 2024 | Election of Directors: Katharina Otto-Bernstein | Director Elections | Board | AGAINST | 4 | |
| PARK-OHIO HOLDINGS CORP. | May 23, 2024 | Election of Directors: James W. Wert | Director Elections | Board | WITHHOLD | 4 | |
| PARKE BANCORP INC. | April 23, 2024 | Election of Directors: To elect three directors of the Company, each to a term of three years: Daniel J. Dalton | Director Elections | Board | WITHHOLD | 4 | |
| PARSONS CORP. | April 16, 2024 | The election of four director nominees named in the proxy statement: M. Christian Mitchell | Director Elections | Board | WITHHOLD | 4 | |
| PARSONS CORP. | April 16, 2024 | The election of four director nominees named in the proxy statement: Mark K. Holdsworth | Director Elections | Board | WITHHOLD | 4 | |
| PATRIA INVESTMENTS LTD. | June 27, 2024 | RESOLVED, as an ordinary resolution, that Peter Paul Lorenco Estermann be appointed as a member of the Board of Directors of the Company, to serve on the Board until the earlier of his vacating office or removal from office as a director in accordance with the Amended and Restated Memorandum and Articles of Association of the Company. | Director Elections | Board | AGAINST | 4 | |
| PAYONEER GLOBAL INC. | May 30, 2024 | Election of Directors: Christopher (Woody) Marshall | Director Elections | Board | WITHHOLD | 4 | |
| PAYONEER GLOBAL INC. | May 30, 2024 | Election of Directors: Pamela H. Patsley | Director Elections | Board | WITHHOLD | 4 | |
| PAYSAFE LTD. | May 23, 2024 | Elect Director Eli Nagler | Director Elections | Board | WITHHOLD | 4 | |
| PAYSAFE LTD. | May 23, 2024 | Elect Director Peter Rutland | Director Elections | Board | WITHHOLD | 4 | |
| PAYSIGN INC. | May 3, 2024 | Election of Directors: Jeffrey B. Newman | Director Elections | Board | WITHHOLD | 4 | |
| PC CONNECTION INC. | May 15, 2024 | To elect six directors to serve until the 2025 Annual Meeting of Stockholders: Patricia Gallup | Director Elections | Board | WITHHOLD | 4 | |
| PDS BIOTECHNOLOGY CORP. | June 24, 2024 | Election of Directors: Frank Bedu-Addo, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| PDS BIOTECHNOLOGY CORP. | June 24, 2024 | Election of Directors: Otis Brawley, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| PEAKSTONE REALTY TRUST | June 18, 2024 | Approval of an amendment to the Peakstone Realty Trust Second Amended and Restated Employee and Trustee Long-Term Incentive Plan as described in the proxy statement. | Compensation | Board | AGAINST | 4 | |
| PEAKSTONE REALTY TRUST | June 18, 2024 | Approval of, on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers as described in the proxy statement; and | Say-on-Pay | Board | AGAINST | 4 | |
| PENNS WOODS BANCORP INC. | May 7, 2024 | Election of Directors: Cameron W. Kephart | Director Elections | Board | WITHHOLD | 4 | |
| PENNS WOODS BANCORP INC. | May 7, 2024 | Election of Directors: Charles E. Kranich, II | Director Elections | Board | WITHHOLD | 4 | |
| PENNS WOODS BANCORP INC. | May 7, 2024 | Election of Directors: Jill F. Schwartz | Director Elections | Board | WITHHOLD | 4 | |
| PENNS WOODS BANCORP INC. | May 7, 2024 | Election of Directors: William J. Edwards | Director Elections | Board | WITHHOLD | 4 | |
| PENSKE AUTOMOTIVE GROUP INC. | May 9, 2024 | Election of Directors: Greg Smith | Director Elections | Board | WITHHOLD | 4 | |
| PENSKE AUTOMOTIVE GROUP INC. | May 9, 2024 | Election of Directors: John Barr | Director Elections | Board | WITHHOLD | 4 | |
| PENSKE AUTOMOTIVE GROUP INC. | May 9, 2024 | Election of Directors: Kimberly McWaters | Director Elections | Board | WITHHOLD | 4 | |
| PENSKE AUTOMOTIVE GROUP INC. | May 9, 2024 | Election of Directors: Ronald Steinhart | Director Elections | Board | WITHHOLD | 4 | |
| PERELLA WEINBERG PARTNERS | May 22, 2024 | To elect four directors to our Board of Directors: Dietrich Becker | Director Elections | Board | WITHHOLD | 4 | |
| PERELLA WEINBERG PARTNERS | May 22, 2024 | To elect four directors to our Board of Directors: Elizabeth (Beth) Cogan Fascitelli | Director Elections | Board | WITHHOLD | 4 | |
| PERELLA WEINBERG PARTNERS | May 22, 2024 | To elect four directors to our Board of Directors: Jane C. Sherburne | Director Elections | Board | WITHHOLD | 4 | |
| PERELLA WEINBERG PARTNERS | May 22, 2024 | To elect four directors to our Board of Directors: Peter A. Weinberg | Director Elections | Board | WITHHOLD | 4 | |
| PERIMETER SOLUTIONS SA | May 23, 2024 | To approve the compensation of certain of the non-employee independent directors of the Company for 2023; | Compensation | Board | AGAINST | 4 | |
| PERPETUA RESOURCES CORP. | May 16, 2024 | To approve an amendment to the Company's Omnibus Equity Incentive Plan to increase the aggregate number of common shares available for the grant of awards under such plan. | Compensation | Board | AGAINST | 4 | |
| PIEDMONT LITHIUM INC. | June 13, 2024 | Approval of the grant of up to 169,903 stock options to Mr. Keith Phillips. | Compensation | Board | AGAINST | 4 | |
| PIEDMONT LITHIUM INC. | June 13, 2024 | Approval of the grant of up to 257,442 performance stock units to Mr. Keith Phillips. | Compensation | Board | AGAINST | 4 | |
| PIEDMONT LITHIUM INC. | June 13, 2024 | Approval of the grant of up to 64,362 restricted stock units to Mr. Keith Phillips. | Compensation | Board | AGAINST | 4 | |
| PIEDMONT LITHIUM INC. | June 13, 2024 | Approval of, on a non-binding, advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| PLANET LABS PBC | July 11, 2023 | To elect the following individuals to serve on the board of directors of Planet Labs PBC in the class indicated below, until the annual meeting of stockholders indicated below and until their respective successors shall have been duly elected and qualified: Niccolo de Masi (Class II, with term ending at the 2026 annual meeting of stockholders) | Director Elections | Board | WITHHOLD | 4 | |
| PLAYAGS INC. | June 21, 2024 | To conduct an advisory vote to approve the compensation of the Company's named executive officers; | Say-on-Pay | Board | AGAINST | 4 | |
| PLAYAGS INC. | June 21, 2024 | To elect the Board of Directors of the Company (the "Board of Directors") as Class I directors for a term of three years expiring at the Annual Meeting of Stockholders to be held in 2027; Yvette Landau | Director Elections | Board | WITHHOLD | 4 | |
| PLAYSTUDIOS INC. | June 4, 2024 | Election of Directors: Andrew Pascal | Director Elections | Board | WITHHOLD | 4 | |
| PLAYSTUDIOS INC. | June 4, 2024 | Election of Directors: Jason Krikorian | Director Elections | Board | WITHHOLD | 4 | |
| PLAYSTUDIOS INC. | June 4, 2024 | Election of Directors: Joe Horowitz | Director Elections | Board | WITHHOLD | 4 | |
| PLAYTIKA HOLDING CORP. | June 11, 2024 | A non-binding advisory proposal to approve the compensation of our named executive officers as described in the accompanying proxy statement. | Say-on-Pay | Board | AGAINST | 4 | |
| PLIANT THERAPEUTICS INC. | June 13, 2024 | To approve, by non-binding advisory vote, the resolution approving named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| PONCE FINANCIAL GROUP INC. | June 13, 2024 | Approval, on an advisory and non-binding basis, of the compensation of the named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| PONCE FINANCIAL GROUP INC. | June 13, 2024 | Election of Directors for term ending in 2027: James C. Demetriou | Director Elections | Board | WITHHOLD | 4 | |
| PONCE FINANCIAL GROUP INC. | June 13, 2024 | Election of Directors for term ending in 2027: Nick R. Lugo | Director Elections | Board | WITHHOLD | 4 | |
| POSTAL REALTY TRUST INC. | May 17, 2024 | Election of Directors: Anton Feingold | Director Elections | Board | WITHHOLD | 4 | |
| POSTAL REALTY TRUST INC. | May 17, 2024 | Election of Directors: Barry Lefkowitz | Director Elections | Board | WITHHOLD | 4 | |
| POSTAL REALTY TRUST INC. | May 17, 2024 | Election of Directors: Jane Gural-Senders | Director Elections | Board | WITHHOLD | 4 | |
| POWERSCHOOL HOLDINGS INC. | May 2, 2024 | Election of Directors Nominees: Barbara Byrne | Director Elections | Board | WITHHOLD | 4 | |
| POWERSCHOOL HOLDINGS INC. | May 2, 2024 | Election of Directors Nominees: Gwen Reinke | Director Elections | Board | WITHHOLD | 4 | |
| POWERSCHOOL HOLDINGS INC. | May 2, 2024 | Election of Directors Nominees: Judy Cotte | Director Elections | Board | WITHHOLD | 4 |
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Built November 1, 2026 from SEC Form N-PX filings.