Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| SELECTQUOTE INC. | November 14, 2023 | To elect the Class I director nominees listed below for a term of three years: Dr. Kavita K. Patel | Director Elections | Board | WITHHOLD | 4 | |
| SEMLER SCIENTIFIC INC. | October 19, 2023 | To elect the following nominee to Class II of our board of directors: Eric Semler | Director Elections | Board | WITHHOLD | 4 | |
| SEMRUSH HOLDINGS INC. | June 6, 2024 | Election of Directors: Mark Vranesh | Director Elections | Board | WITHHOLD | 4 | |
| SEMRUSH HOLDINGS INC. | June 6, 2024 | Election of Directors: Oleg Shchegolev | Director Elections | Board | WITHHOLD | 4 | |
| SES AI CORP. | June 7, 2024 | To approve, in a non-binding advisory vote, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| SFL CORPORATION LTD. | April 29, 2024 | Elect Director Kathrine Fredriksen | Director Elections | Board | WITHHOLD | 4 | |
| SFL CORPORATION LTD. | April 29, 2024 | Elect Director Ole B. Hjertaker | Director Elections | Board | WITHHOLD | 4 | |
| SHARECARE INC. | June 13, 2024 | Elect the three Class III nominees named in the accompanying Proxy Statement as Class III directors for a term expiring at the 2027 Annual Meeting of Stockholders: Jeff Arnold | Director Elections | Board | WITHHOLD | 4 | |
| SHOALS TECHNOLOGIES GROUP INC. | May 2, 2024 | Election of Class III Director Nominees: Brad Forth | Director Elections | Board | WITHHOLD | 4 | |
| SHORE BANCSHARES INC. | May 30, 2024 | Election of Directors: Alan J. Hyatt Class III (term expires 2027) | Director Elections | Board | AGAINST | 4 | |
| SI-BONE INC. | June 25, 2024 | Election of Directors: Mika Nishimura | Director Elections | Board | WITHHOLD | 4 | |
| SIGHT SCIENCES INC. | June 6, 2024 | Election of Class III Directors: Tamara Fountain, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| SILK ROAD MEDICAL INC. | June 18, 2024 | To elect eight directors to serve until our 2025 annual meeting of stockholders: Elizabeth H. Weatherman | Director Elections | Board | WITHHOLD | 4 | |
| SILVERCREST ASSET MANAGEMENT GROUP INC. | June 5, 2024 | Approval of executive compensation in an advisory, non-binding vote. | Say-on-Pay | Board | AGAINST | 4 | |
| SINCLAIR INC. | June 11, 2024 | Approval, by non-binding advisory vote, on our executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| SKILLSOFT CORP. | July 20, 2023 | To elect as directors the three nominees named in the accompanying Proxy Statement to a term of three years each, or until their successors have been elected and qualified: Lawrence C. Illg | Director Elections | Board | WITHHOLD | 4 | |
| SKILLSOFT CORP. | July 20, 2023 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Audit-related | Board | AGAINST | 4 | |
| SKYWATER TECHNOLOGY INC. | May 22, 2024 | Election of Directors: Gary J. Obermiller | Director Elections | Board | WITHHOLD | 4 | |
| SKYWATER TECHNOLOGY INC. | May 22, 2024 | Election of Directors: Gregory B. Graves | Director Elections | Board | WITHHOLD | 4 | |
| SKYWATER TECHNOLOGY INC. | May 22, 2024 | Election of Directors: Loren A. Unterseher | Director Elections | Board | WITHHOLD | 4 | |
| SMARTFINANCIAL INC. | May 23, 2024 | Election of Directors: David A. Ogle | Director Elections | Board | WITHHOLD | 4 | |
| SMARTRENT INC. | May 14, 2024 | To approve the SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated, to increase the number of shares reserved for issuance thereunder. | Compensation | Board | AGAINST | 4 | |
| SMARTRENT INC. | May 14, 2024 | To elect two Class III Directors: John Dorman | Director Elections | Board | WITHHOLD | 4 | |
| SNOWFLAKE INC. | July 5, 2023 | Election of Class III Directors: Jeremy Burton | Director Elections | Board | WITHHOLD | 4 | |
| SNOWFLAKE INC. | July 5, 2023 | Election of Class III Directors: Teresa Briggs | Director Elections | Board | WITHHOLD | 4 | |
| SOLARIS OILFIELD INFRASTRUCTURE INC. | May 14, 2024 | Election of Directors James R. Burke | Director Elections | Board | WITHHOLD | 4 | |
| SOLARWINDS CORP. | May 23, 2024 | Election of Class III Directors: Douglas Smith | Director Elections | Board | WITHHOLD | 4 | |
| SOLID POWER INC. | May 22, 2024 | Election of three Class III Directors: John Stephens | Director Elections | Board | WITHHOLD | 4 | |
| SOLID POWER INC. | May 22, 2024 | Election of three Class III Directors: Rainer Feurer | Director Elections | Board | WITHHOLD | 4 | |
| SOUNDTHINKING INC. | June 11, 2024 | Election of Class I Directors: Deborah A. Grant | Director Elections | Board | WITHHOLD | 4 | |
| SOUTH PLAINS FINANCIAL INC. | May 13, 2024 | To elect the following two (2) Class II directors to serve on the Company's board of directors until the Company's 2027 annual meeting of shareholders or until their respective successor or successors are duly elected and qualified or until their earlier death, resignation or removal from office: Cory T. Newsom | Director Elections | Board | AGAINST | 4 | |
| SOUTHERN STATES BANCSHARES INC. | May 15, 2024 | Election of Directors: Brent David Hitson - one year term | Director Elections | Board | WITHHOLD | 4 | |
| SOUTHLAND HOLDINGS INC. | May 15, 2024 | Election of Class I Directors for a three-year term expiring in 2027: Mario Ramirez | Director Elections | Board | AGAINST | 4 | |
| SPHERE ENTERTAINMENT CO. | December 8, 2023 | Approval of the Company's 2020 Employee Stock Plan, as amended. | Compensation | Board | AGAINST | 4 | |
| SPHERE ENTERTAINMENT CO. | December 8, 2023 | Approval of the Company's 2020 Stock Plan for Non-Employee Directors, as amended. | Compensation | Board | AGAINST | 4 | |
| SPHERE ENTERTAINMENT CO. | December 8, 2023 | Approval of, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| SPHERE ENTERTAINMENT CO. | December 8, 2023 | Election of the following nominees as directors: Joel M. Litvin | Director Elections | Board | WITHHOLD | 4 | |
| SPHERE ENTERTAINMENT CO. | December 8, 2023 | Election of the following nominees as directors: John L. Sykes | Director Elections | Board | WITHHOLD | 4 | |
| SPHERE ENTERTAINMENT CO. | December 8, 2023 | Election of the following nominees as directors: Joseph J. Lhota | Director Elections | Board | WITHHOLD | 4 | |
| SPIRIT AIRLINES INC. | June 7, 2024 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the attached Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended; | Say-on-Pay | Board | AGAINST | 4 | |
| SPOTIFY TECHNOLOGY SA | April 17, 2024 | Approve the directors' remuneration for the year 2024. | Compensation | Board | AGAINST | 4 | |
| SPOTIFY TECHNOLOGY SA | April 17, 2024 | Election of Directors: Mr. Daniel Ek (A Director) | Director Elections | Board | AGAINST | 4 | |
| SPOTIFY TECHNOLOGY SA | April 17, 2024 | Election of Directors: Mr. Martin Lorentzon (A Director) | Director Elections | Board | AGAINST | 4 | |
| SQUARESPACE INC. | June 4, 2024 | Election of Directors to serve until our 2025 Annual Meeting of Stockholders: Liza Landsman | Director Elections | Board | WITHHOLD | 4 | |
| SQUARESPACE INC. | June 4, 2024 | Election of Directors to serve until our 2025 Annual Meeting of Stockholders: Michael Fleisher | Director Elections | Board | WITHHOLD | 4 | |
| STAAR SURGICAL CO. | June 20, 2024 | Non-binding advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| STAGWELL INC. | June 12, 2024 | Election of Directors: Charlene Barshefsky | Director Elections | Board | WITHHOLD | 4 | |
| STAGWELL INC. | June 12, 2024 | Election of Directors: Eli Samaha | Director Elections | Board | WITHHOLD | 4 | |
| STAGWELL INC. | June 12, 2024 | Election of Directors: Wade Oosterman | Director Elections | Board | WITHHOLD | 4 | |
| STEELCASE INC. | July 12, 2023 | Election of twelve nominees to the Board of Directors: Catherine C. B. Schmelter | Director Elections | Board | AGAINST | 4 | |
| STEELCASE INC. | July 12, 2023 | Election of twelve nominees to the Board of Directors: Connie K. Duckworth | Director Elections | Board | AGAINST | 4 | |
| STEELCASE INC. | July 12, 2023 | Election of twelve nominees to the Board of Directors: Kate Pew Wolters | Director Elections | Board | AGAINST | 4 | |
| STEELCASE INC. | July 12, 2023 | Election of twelve nominees to the Board of Directors: Linda K. Williams | Director Elections | Board | AGAINST | 4 | |
| STEELCASE INC. | July 12, 2023 | Election of twelve nominees to the Board of Directors: Timothy C. E. Brown | Director Elections | Board | AGAINST | 4 | |
| STERLING BANCORP INC. | May 16, 2024 | Advisory, non-binding vote to approve compensation of named executive officers for 2023. | Say-on-Pay | Board | AGAINST | 4 | |
| STERLING BANCORP INC. | May 16, 2024 | Election of Directors: Benjamin Wineman | Director Elections | Board | WITHHOLD | 4 | |
| STERLING BANCORP INC. | May 16, 2024 | Election of Directors: Tracey Dedrick | Director Elections | Board | WITHHOLD | 4 | |
| STURM, RUGER & COMPANY INC. | May 30, 2024 | Election of Directors: Sandra S. Froman | Director Elections | Board | WITHHOLD | 4 | |
| SUMMIT FINANCIAL GROUP INC. | December 6, 2023 | To approve, on an advisory (non-binding) basis, the merger-related compensation payments that will or may be paid to the named executive officers of Summit in connection with the transactions contemplated by the merger agreement. | Say-on-Pay | Board | AGAINST | 4 | |
| SUMMIT THERAPEUTICS INC. | October 12, 2023 | To approve an amendment to the Summit Therapeutics Inc. 2020 Stock Incentive Plan to increase the number of shares of the Company's common stock issuable under the Plan by 70,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| SUMMIT THERAPEUTICS INC. | June 14, 2024 | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| SUNRUN INC. | June 18, 2024 | Advisory proposal of the compensation of our named executive officers ("Say-on-Pay"). | Say-on-Pay | Board | AGAINST | 4 | |
| SUPER GROUP (SGHC) LTD. | June 10, 2024 | Authorize Market Purchases of Company Shares | Capital Structure | Board | AGAINST | 4 | |
| SUPER GROUP (SGHC) LTD. | June 10, 2024 | Elect Director Jonathan Jossel | Director Elections | Board | AGAINST | 4 | |
| SUPER GROUP (SGHC) LTD. | June 10, 2024 | Elect Director Robert Dutnall | Director Elections | Board | AGAINST | 4 | |
| SURGERY PARTNERS INC. | June 6, 2024 | Election of Class III Directors: Blair E. Hendrix | Director Elections | Board | WITHHOLD | 4 | |
| SWK HOLDINGS CORP. | June 14, 2024 | Election of Directors: Marcus E. Pennington | Director Elections | Board | WITHHOLD | 4 | |
| SWK HOLDINGS CORP. | June 14, 2024 | Election of Directors: Robert K. Hatcher | Director Elections | Board | WITHHOLD | 4 | |
| SYNDAX PHARMACEUTICALS INC. | May 15, 2024 | Election of Directors: Jennifer Jarrett | Director Elections | Board | WITHHOLD | 4 | |
| SYSTEM1 INC. | June 11, 2024 | Approval of System1, Inc. 2024 Stock Appreciation Rights Plan | Compensation | Board | AGAINST | 4 | |
| TANGO THERAPEUTICS INC. | June 5, 2024 | Election of Class III Directors: Alexis Borisy | Director Elections | Board | WITHHOLD | 4 | |
| TANGO THERAPEUTICS INC. | June 5, 2024 | Election of Class III Directors: Barbara Weber, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| TARO PHARMACEUTICAL INDUSTRIES LTD. | December 28, 2023 | Approve Renewal of Compensation Policy for the Directors and Officers of the Company | Compensation | Board | AGAINST | 4 | |
| TARO PHARMACEUTICAL INDUSTRIES LTD. | December 28, 2023 | Reelect James Kedrowski as Director | Director Elections | Board | AGAINST | 4 | |
| TARSUS PHARMACEUTICALS INC. | June 13, 2024 | To re-elect the following two nominees as Class I directors, to serve until the 2027 annual meeting of stockholders or until their respective successor have been elected or appointed: Bhaskar Chaudhuri | Director Elections | Board | WITHHOLD | 4 | |
| TEJON RANCH CO. | May 14, 2024 | Election of Directors: Michael H. Winer | Director Elections | Board | WITHHOLD | 4 | |
| TELA BIO INC. | June 4, 2024 | Election of Class II Directors for a Three-Year Term Expiring in 2027: Kurt Azarbarzin | Director Elections | Board | WITHHOLD | 4 | |
| TELLURIAN INC. | June 5, 2024 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| TENABLE HOLDINGS INC. | May 22, 2024 | Election of Directors: Arthur W. Coviello, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| TENARIS SA | April 30, 2024 | Approve Remuneration Policy | Compensation | Board | AGAINST | 4 | |
| TENARIS SA | April 30, 2024 | Approve Remuneration Report | Compensation | Board | AGAINST | 4 | |
| TENARIS SA | April 30, 2024 | Elect Directors (Bundled) | Director Elections | Board | AGAINST | 4 | |
| TERNS PHARMACEUTICALS INC. | June 10, 2024 | Election of Class III Directors for a three-year term: Jeffrey Kindler | Director Elections | Board | WITHHOLD | 4 | |
| TERRAN ORBITAL CORP. | May 29, 2024 | Election of Directors: Daniel Staton | Director Elections | Board | WITHHOLD | 4 | |
| TERRAN ORBITAL CORP. | May 29, 2024 | Election of Directors: James LaChance | Director Elections | Board | WITHHOLD | 4 | |
| TERRAN ORBITAL CORP. | May 29, 2024 | Election of Directors: Stratton Sclavos | Director Elections | Board | WITHHOLD | 4 | |
| THIRD COAST BANCSHARES INC. | May 30, 2024 | To elect four (4) Class B directors: Troy A. Glander | Director Elections | Board | AGAINST | 4 | |
| THIRD HARMONIC BIO INC. | June 6, 2024 | Election of Class II Directors: H. Martin Seidel, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| THIRD HARMONIC BIO INC. | June 6, 2024 | Election of Class II Directors: Michael Gladstone | Director Elections | Board | WITHHOLD | 4 | |
| THOUGHTWORKS HOLDING INC. | June 4, 2024 | Election of Directors: Robert Brennan | Director Elections | Board | WITHHOLD | 4 | |
| THREDUP INC. | May 23, 2024 | To elect two Class III directors to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Patricia Nakache | Director Elections | Board | WITHHOLD | 4 | |
| TILE SHOP HOLDINGS INC. | June 18, 2024 | Election of Directors: Deborah K. Glasser | Director Elections | Board | WITHHOLD | 4 | |
| TILE SHOP HOLDINGS INC. | June 18, 2024 | Election of Directors: Linda Solheid | Director Elections | Board | WITHHOLD | 4 | |
| TINGO GROUP INC. | December 29, 2023 | To approve an amendment to the 2020 Equity Incentive Plan of TINGO GROUP (the "2020 Plan") to increase the number of shares of common stock authorized to be issued pursuant to the 2020 Plan from 25,000,000 to 30,000,000: | Compensation | Board | AGAINST | 4 | |
| TINGO GROUP INC. | December 29, 2023 | To approve on a non-binding, advisory basis the compensation of our named executive officers: | Say-on-Pay | Board | AGAINST | 4 | |
| TINGO GROUP INC. | December 29, 2023 | To approve the 2023 Equity Incentive Plan of TINGO GROUP (the "2023 Plan"): | Compensation | Board | AGAINST | 4 | |
| TIPTREE INC. | April 30, 2024 | Election of two Class II Directors: Dominique Mielle | Director Elections | Board | WITHHOLD | 4 | |
| TKO GROUP HOLDINGS INC. | June 12, 2024 | Approval, on an advisory (non-binding) basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| TKO GROUP HOLDINGS INC. | June 12, 2024 | Election of Directors: Ariel Emanuel | Director Elections | Board | WITHHOLD | 4 | |
| TKO GROUP HOLDINGS INC. | June 12, 2024 | Election of Directors: Election of Directors: Nick Khan | Director Elections | Board | WITHHOLD | 4 |
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Built November 7, 2026 from SEC Form N-PX filings.