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3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| TKO GROUP HOLDINGS INC. | June 12, 2024 | Election of Directors: Mark Shapiro | Director Elections | Board | WITHHOLD | 4 | |
| TOWNSQUARE MEDIA INC. | May 9, 2024 | Approval of the Amended and Restated Townsquare Media, Inc. 2014 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| TOWNSQUARE MEDIA INC. | May 9, 2024 | Election of Class I Directors - nominees to serve a three-year term: David Lebow | Director Elections | Board | WITHHOLD | 4 | |
| TRANSCONTINENTAL REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: Bradford A. Phillips | Director Elections | Board | WITHHOLD | 4 | |
| TRANSCONTINENTAL REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: Fernando Victor Lara Celis | Director Elections | Board | WITHHOLD | 4 | |
| TRANSCONTINENTAL REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: Henry A. Butler | Director Elections | Board | WITHHOLD | 4 | |
| TRANSCONTINENTAL REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: Robert A. Jakuszewski | Director Elections | Board | WITHHOLD | 4 | |
| TRANSCONTINENTAL REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: Ted R. Munselle | Director Elections | Board | WITHHOLD | 4 | |
| TRANSCONTINENTAL REALTY INVESTORS INC. | December 13, 2023 | Election of Directors: William J. Hogan | Director Elections | Board | WITHHOLD | 4 | |
| TRANSPHORM INC. | October 10, 2023 | Election of Class III Directors: Kelly Smales | Director Elections | Board | WITHHOLD | 4 | |
| TREACE MEDICAL CONCEPTS INC. | May 21, 2024 | Election of Directors: John K. Bakewell | Director Elections | Board | WITHHOLD | 4 | |
| TREDEGAR CORP. | May 9, 2024 | Election of Directors: George C. Freeman, III | Director Elections | Board | AGAINST | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Albert E. Rosenthaler | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Betsy L. Morgan | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Gregory B. Maffei | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Jane Jie Sun | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Jay C. Hoag | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Jeremy Philips | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: M. Greg O'Hara | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Matt Goldberg | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Robert S. Wiesenthal | Director Elections | Board | WITHHOLD | 4 | |
| TRIPADVISOR INC. | June 11, 2024 | Election of Directors: Trynka Shineman Blake | Director Elections | Board | WITHHOLD | 4 | |
| TUSIMPLE HOLDINGS INC. | December 13, 2023 | Election of Directors: JAMES LU | Director Elections | Board | WITHHOLD | 4 | |
| TUSIMPLE HOLDINGS INC. | December 13, 2023 | Election of Directors: MO CHEN | Director Elections | Board | WITHHOLD | 4 | |
| TWILIO INC. | June 6, 2024 | To elect three Class II Directors: Jeff Epstein | Director Elections | Board | WITHHOLD | 4 | |
| ULTRAGENYX PHARMACEUTICAL INC. | June 18, 2024 | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| ULTRAGENYX PHARMACEUTICAL INC. | June 18, 2024 | Approval of the Amended and Restated 2023 Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| UNDER ARMOUR INC. | August 29, 2023 | To approve, by a non-binding advisory vote, the compensation of executives as disclosed in the "Executive Compensation" section of the proxy statement, including the Compensation Discussion and Analysis and tables. | Say-on-Pay | Board | AGAINST | 4 | |
| UNITED HOMES GROUP INC. | May 15, 2024 | Election of Directors: James P. Clements | Director Elections | Board | WITHHOLD | 4 | |
| UNITED HOMES GROUP INC. | May 15, 2024 | Election of Directors: Michael P. Nieri | Director Elections | Board | WITHHOLD | 4 | |
| UNITED STATES LIME & MINERALS INC. | May 2, 2024 | To elect Directors - Nominees: A. M. Doumet | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Clarence W. Gooden | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Daniel J. Deane | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Frederick P. Calderone | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Grant E. Belanger | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: H.E. "Scott" Wolfe | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Marcus D. Hudson | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Matthew J. Moroun | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Matthew T. Moroun | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Michael A. Regan | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Richard P. Urban | Director Elections | Board | WITHHOLD | 4 | |
| UNIVERSAL LOGISTICS HOLDINGS INC. | April 24, 2024 | To elect 11 directors for the coming year: Tim Phillips | Director Elections | Board | WITHHOLD | 4 | |
| URBAN ONE INC. | September 14, 2023 | Election of Class A Directors: Brian W. McNeill | Director Elections | Board | WITHHOLD | 4 | |
| URBAN ONE INC. | September 14, 2023 | Election of Class A Directors: Terry L. Jones | Director Elections | Board | WITHHOLD | 4 | |
| URBAN ONE INC. | September 14, 2023 | Election of Class B Directors: Alfred C. Liggins, III | Director Elections | Board | WITHHOLD | 4 | |
| URBAN ONE INC. | September 14, 2023 | Election of Class B Directors: Catherine L. Hughes | Director Elections | Board | WITHHOLD | 4 | |
| USCB FINANCIAL HOLDINGS INC. | May 28, 2024 | Election of Directors: NOMINEES for a one-year term expiring in 2025: Ramon Abadin | Director Elections | Board | WITHHOLD | 4 | |
| V2X INC. | May 9, 2024 | Election of Four Class I Directors: Charles L. Prow | Director Elections | Board | AGAINST | 4 | |
| V2X INC. | May 9, 2024 | Election of Four Class I Directors: Dino M. Cusumano | Director Elections | Board | AGAINST | 4 | |
| V2X INC. | May 9, 2024 | Election of Four Class I Directors: Lee E. Evangelakos | Director Elections | Board | AGAINST | 4 | |
| VALHI INC. | May 23, 2024 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 | |
| VALHI INC. | May 23, 2024 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 | |
| VALHI INC. | May 23, 2024 | Nonbinding advisory vote approving named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| VALUE LINE INC. | October 6, 2023 | ELECTION OF NOMINEES AS DIRECTORS: H.A. Brecher | Director Elections | Board | WITHHOLD | 4 | |
| VALUE LINE INC. | October 6, 2023 | ELECTION OF NOMINEES AS DIRECTORS: M. Bernstein | Director Elections | Board | WITHHOLD | 4 | |
| VALUE LINE INC. | October 6, 2023 | ELECTION OF NOMINEES AS DIRECTORS: S.R. Anastasio | Director Elections | Board | WITHHOLD | 4 | |
| VELO3D INC. | June 10, 2024 | Election of Class III Directors: Gabrielle Toledano | Director Elections | Board | WITHHOLD | 4 | |
| VELO3D INC. | June 10, 2024 | Election of Class III Directors: Matthew Walters | Director Elections | Board | WITHHOLD | 4 | |
| VERTEX ENERGY INC. | June 12, 2024 | Election of Directors: Dan Borgen | Director Elections | Board | AGAINST | 4 | |
| VIANT TECHNOLOGY INC. | June 4, 2024 | To elect two Class III directors, Tim Vanderhook and Vivian Yang, to hold office until our Annual Meeting of Stockholders in 2027 and until their successors are duly elected and qualified, or until their earlier death, resignation or removal: Tim Vanderhook | Director Elections | Board | WITHHOLD | 4 | |
| VICARIOUS SURGICAL INC. | June 10, 2024 | To elect the Board of Directors for a one-year term: Beverly Huss | Director Elections | Board | WITHHOLD | 4 | |
| VICARIOUS SURGICAL INC. | June 10, 2024 | To elect the Board of Directors for a one-year term: David Ho, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| VICARIOUS SURGICAL INC. | June 10, 2024 | To elect the Board of Directors for a one-year term: Ric Fulop | Director Elections | Board | WITHHOLD | 4 | |
| VICARIOUS SURGICAL INC. | June 10, 2024 | To elect the Board of Directors for a one-year term: Victoria Carr-Brendel, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| VICTORY CAPITAL HOLDINGS INC. | May 8, 2024 | Election of Class III Directors: Richard M. DeMartini | Director Elections | Board | AGAINST | 4 | |
| VIEMED HEALTHCARE INC. | June 6, 2024 | To consider and, if thought appropriate, to pass an ordinary resolution (the text of which is disclosed in Section 10(iv) of the Management Information and Proxy Circular) to ratify, confirm and approve the 2024 Long Term Incentive Plan of the Corporation, as more particularly described in the Management Information and Proxy Circular. | Compensation | Board | AGAINST | 4 | |
| VIGIL NEUROSCIENCE INC. | June 5, 2024 | To elect three class III directors to our board of directors, to serve until the 2027 annual meeting of stockholders and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation or removal: Bruce Booth, D.Phil | Director Elections | Board | WITHHOLD | 4 | |
| VIKING THERAPEUTICS INC. | May 21, 2024 | ELECTION OF DIRECTORS FOR CLASS III (term to expire in 2027): Lawson Macartney, DVM, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| VIKING THERAPEUTICS INC. | May 21, 2024 | TO APPROVE OUR 2024 EQUITY INCENTIVE PLAN. | Compensation | Board | AGAINST | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: John J. Sumas | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: John P. Sumas | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Kevin Begley | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Nicholas Sumas | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Perry J. Blatt | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Prasad Pola | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Robert Sumas | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Stephen F. Rooney | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: Steven Crystal | Director Elections | Board | WITHHOLD | 4 | |
| VILLAGE SUPER MARKET INC. | December 15, 2023 | Election of Directors: William Sumas | Director Elections | Board | WITHHOLD | 4 | |
| VIMEO INC. | May 21, 2024 | Election of Directors: Alesia J. Haas | Director Elections | Board | WITHHOLD | 4 | |
| VIMEO INC. | May 21, 2024 | Election of Directors: Mo Koyfman | Director Elections | Board | WITHHOLD | 4 | |
| VIR BIOTECHNOLOGY INC. | May 29, 2024 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| VIRGIN GALACTIC HOLDINGS INC. | June 12, 2024 | Approval of the Company's Second Amended and Restated Virgin Galactic Holdings, Inc. 2019 Incentive Award Plan. | Compensation | Board | AGAINST | 4 | |
| VIRGIN GALACTIC HOLDINGS INC. | June 12, 2024 | Approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| VIRIDIAN THERAPEUTICS INC. | June 17, 2024 | To approve a further amendment and restatement of the Company's Amended and Restated 2016 Equity Incentive Plan, including to increase the number of shares available for issuance thereunder. | Compensation | Board | AGAINST | 4 | |
| VIRIDIAN THERAPEUTICS INC. | June 17, 2024 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| VISHAY PRECISION GROUP INC. | May 22, 2024 | Election of Directors: Bruce Lerner | Director Elections | Board | WITHHOLD | 4 | |
| VISHAY PRECISION GROUP INC. | May 22, 2024 | Election of Directors: Saul Reibstein | Director Elections | Board | WITHHOLD | 4 | |
| VISHAY PRECISION GROUP INC. | May 22, 2024 | Election of Directors: Timothy Talbert | Director Elections | Board | WITHHOLD | 4 | |
| VITA COCO COMPANY INC. | June 4, 2024 | Election of Class III Directors: Jane C. Morreau | Director Elections | Board | WITHHOLD | 4 | |
| VITESSE ENERGY INC. | May 2, 2024 | Election of Directors: Daniel J. O'Leary | Director Elections | Board | AGAINST | 4 | |
| VIVID SEATS INC. | February 5, 2024 | Approval of an amendment to the Company's 2021 Incentive Award Plan (the "Plan") to increase (a) the non-evergreen portion of the Overall Share Limit (as defined in the Plan) to 47,658,108 Shares (as defined in the Plan) and (b) the annual evergreen portion of the Overall Share Limit such that the number of shares of the Company's Class A common stock authorized for issuance under the Plan increases on the first day of each calendar year, beginning on January 1, 2025 and ending on and including January 1, 2034, by 5% of the aggregate number of shares of the Company's common stock (Class A and Class B common stock) outstanding on the final day of the immediately preceding calendar year (or such smaller number of shares as is determined by the Board of Directors). | Compensation | Board | AGAINST | 4 | |
| VIVID SEATS INC. | June 4, 2024 | Election of Class III Directors: Julie Masino | Director Elections | Board | WITHHOLD | 4 | |
| VIVID SEATS INC. | June 4, 2024 | Election of Class III Directors: Mark Anderson | Director Elections | Board | WITHHOLD | 4 | |
| VIVID SEATS INC. | June 4, 2024 | Election of Class III Directors: Todd Boehly | Director Elections | Board | WITHHOLD | 4 | |
| WARBY PARKER INC. | June 7, 2024 | Election of Directors: Andrew Hunt | Director Elections | Board | WITHHOLD | 4 | |
| WARBY PARKER INC. | June 7, 2024 | Election of Directors: Gabrielle Sulzberger | Director Elections | Board | WITHHOLD | 4 | |
| WATSCO INC. | June 3, 2024 | Approval of the advisory resolution regarding the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| WATSCO INC. | June 3, 2024 | To elect the following nominee as a Common stock director until the Annual Meeting of Shareholders in 2027 or until his successor is duly elected and qualified: Barry S. Logan: | Director Elections | Board | AGAINST | 4 | |
| WAYFAIR INC. | May 14, 2024 | Election of Eight Directors: Andrea Jung | Director Elections | Board | ABSTAIN | 4 |
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Built November 7, 2026 from SEC Form N-PX filings.