Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| POWERSCHOOL HOLDINGS INC. | May 2, 2024 | Election of Directors Nominees: Ronald D. McCray | Director Elections | Board | WITHHOLD | 4 | |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To elect five directors, each for a term expiring in 2026; David C. Sunkle | Director Elections | Board | WITHHOLD | 4 | |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To elect five directors, each for a term expiring in 2026; Glenn E. Corlett | Director Elections | Board | WITHHOLD | 4 | |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To elect five directors, each for a term expiring in 2026; J. Ryan Ruhlman | Director Elections | Board | WITHHOLD | 4 | |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To elect five directors, each for a term expiring in 2026; Michael E. Gibbons | Director Elections | Board | WITHHOLD | 4 | |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To elect five directors, each for a term expiring in 2026; R. Steven Kestner | Director Elections | Board | WITHHOLD | 4 | |
| PREFORMED LINE PRODUCTS CO. | May 7, 2024 | To vote on shareholder proposal requesting that the Board of Directors prepare a report by January 2025, at reasonable expense and omitting proprietary information, on steps the Company is taking to enhance board diversity; and | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 4 |
| PRESTO AUTOMATION INC. | December 6, 2023 | To approve the amendment and restatement of the Presto Automation Inc. 2022 Incentive Award Plan (the "2022 Plan") to provide for an increase in the number of shares currently available under the 2022 Plan and to amend the evergreen provision. | Compensation | Board | AGAINST | 4 | |
| PRINCETON BANCORP INC. | April 23, 2024 | A proposal to approve an amendment to the Princeton Bancorp, Inc.'s Articles of Incorporation authorizing a class of 2,000,000 shares of preferred stock; and | Capital Structure | Board | AGAINST | 4 | |
| PROCEPT BIOROBOTICS CORP. | June 4, 2024 | Election of Class III directors to serve until 2027 annual meeting of shareholders and until their successors are duly elected and qualified: Amy Dodrill | Director Elections | Board | WITHHOLD | 4 | |
| PROKIDNEY CORP. | May 30, 2024 | Election of Directors: Jennifer Fox | Director Elections | Board | AGAINST | 4 | |
| PROKIDNEY CORP. | May 30, 2024 | To ratify the appointment of Emst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 4 | |
| PUBMATIC INC. | May 31, 2024 | Election of Directors: Susan Daimler | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: Beth-Ann Eason | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: Christopher B. Harned | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: Douglas P. Buth | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: J. Joel Quadracci | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: Jay O. Rothman | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: John C. Fowler | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: John S. Shiely | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: Kathryn Quadracci Flores | Director Elections | Board | WITHHOLD | 4 | |
| QUAD/GRAPHICS INC. | May 22, 2024 | Election of Directors: Stephen M. Fuller | Director Elections | Board | WITHHOLD | 4 | |
| QUANTUM-SI INC. | May 15, 2024 | To elect nine directors to serve one-year terms expiring in 2025: Jack Kenny | Director Elections | Board | AGAINST | 4 | |
| QUANTUM-SI INC. | May 15, 2024 | To elect nine directors to serve one-year terms expiring in 2025: Kevin Rakin | Director Elections | Board | AGAINST | 4 | |
| QUIPT HOME MEDICAL CORP. | March 27, 2024 | Approve Equity Incentive Plan | Compensation | Board | AGAINST | 4 | |
| QUIPT HOME MEDICAL CORP. | March 27, 2024 | Elect Director Gregory Crawford | Director Elections | Board | WITHHOLD | 4 | |
| QURATE RETAIL INC. | June 10, 2024 | Election of Directors: Gregory B. Maffei | Director Elections | Board | WITHHOLD | 4 | |
| QURATE RETAIL INC. | June 10, 2024 | Election of Directors: Richard N. Barton | Director Elections | Board | WITHHOLD | 4 | |
| R1 RCM INC. | May 22, 2024 | Election of Directors: Bradford Kyle Armbrester | Director Elections | Board | WITHHOLD | 4 | |
| R1 RCM INC. | May 22, 2024 | Election of Directors: Joseph Flanagan | Director Elections | Board | WITHHOLD | 4 | |
| R1 RCM INC. | May 22, 2024 | Election of Directors: Matthew Holt | Director Elections | Board | WITHHOLD | 4 | |
| R1 RCM INC. | May 22, 2024 | Election of Directors: Neal Moszkowski | Director Elections | Board | WITHHOLD | 4 | |
| RADIANT LOGISTICS INC. | November 15, 2023 | Election of Directors: Kristin E. Toth | Director Elections | Board | AGAINST | 4 | |
| RADIANT LOGISTICS INC. | November 15, 2023 | Election of Directors: Michael Gould | Director Elections | Board | AGAINST | 4 | |
| RADIANT LOGISTICS INC. | November 15, 2023 | Election of Directors: Richard P. Palmieri | Director Elections | Board | AGAINST | 4 | |
| RALLYBIO CORP. | May 15, 2024 | Election of Class III Directors: Robert Hopfner | Director Elections | Board | AGAINST | 4 | |
| RALLYBIO CORP. | May 15, 2024 | Election of Class III Directors: Ronald Hunt | Director Elections | Board | AGAINST | 4 | |
| RALLYBIO CORP. | May 15, 2024 | Election of Class III Directors: Wendy K. Chung | Director Elections | Board | AGAINST | 4 | |
| RAMACO RESOURCES INC. | June 26, 2024 | Election of directors: C. Lynch Christian, III | Director Elections | Board | WITHHOLD | 4 | |
| RAPT THERAPEUTICS INC. | May 22, 2024 | Election of Directors: Linda Kozick | Director Elections | Board | WITHHOLD | 4 | |
| RAPT THERAPEUTICS INC. | May 22, 2024 | Election of Directors: Lori Lyons-Williams | Director Elections | Board | WITHHOLD | 4 | |
| RCI HOSPITALITY HOLDINGS INC. | August 28, 2023 | ELECTION OF DIRECTORS OF THE COMPANY: Arthur Allan Priaulx | Director Elections | Board | WITHHOLD | 4 | |
| RCI HOSPITALITY HOLDINGS INC. | August 28, 2023 | ELECTION OF DIRECTORS OF THE COMPANY: Elaine J. Martin | Director Elections | Board | WITHHOLD | 4 | |
| RCI HOSPITALITY HOLDINGS INC. | August 28, 2023 | ELECTION OF DIRECTORS OF THE COMPANY: Luke Lirot | Director Elections | Board | WITHHOLD | 4 | |
| RCI HOSPITALITY HOLDINGS INC. | August 28, 2023 | ELECTION OF DIRECTORS OF THE COMPANY: Yura Barabash | Director Elections | Board | WITHHOLD | 4 | |
| RED ROBIN GOURMET BURGERS INC. | May 23, 2024 | Approval of the 2024 Performance Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| REDWIRE CORP. | May 22, 2024 | Election of Class III Directors: David Kornblatt | Director Elections | Board | WITHHOLD | 4 | |
| REDWIRE CORP. | May 22, 2024 | Election of Class III Directors: John S. Bolton | Director Elections | Board | WITHHOLD | 4 | |
| REGENXBIO INC. | May 31, 2024 | Election of Three Class III Directors: David C. Stump, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| RELAY THERAPEUTICS INC. | June 3, 2024 | To consider and act upon an advisory vote on the compensation of our named executive officers; | Say-on-Pay | Board | AGAINST | 4 | |
| REMITLY GLOBAL INC. | June 12, 2024 | Election of Directors: Joshua Hug | Director Elections | Board | WITHHOLD | 4 | |
| REMITLY GLOBAL INC. | June 12, 2024 | Election of Directors: Margaret Smyth | Director Elections | Board | WITHHOLD | 4 | |
| REMITLY GLOBAL INC. | June 12, 2024 | Election of Directors: Matthew Oppenheimer | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: A. Scott Trager | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Andrew Trager-Kusman | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: David P. Feaster | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Ernest W. Marshall, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Heather V. Howell | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Jennifer N. Green | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Logan M. Pichel | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Mark A. Vogt | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Steven E. Trager | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Timothy S. Huval | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: Vidya Ravichandran | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: W. Kennett Oyler, III | Director Elections | Board | WITHHOLD | 4 | |
| REPUBLIC BANCORP INC. | April 25, 2024 | Election of Directors: W. Patrick Mulloy, II | Director Elections | Board | WITHHOLD | 4 | |
| RESERVOIR MEDIA INC. | August 10, 2023 | Election of Directors: Stephen Cook | Director Elections | Board | WITHHOLD | 4 | |
| REV GROUP INC. | February 29, 2024 | Election of Class I Directors: Charles Dutil | Director Elections | Board | AGAINST | 4 | |
| REV GROUP INC. | February 29, 2024 | Election of Class I Directors: Jean Marie Canan | Director Elections | Board | AGAINST | 4 | |
| REVANCE THERAPEUTICS INC. | May 1, 2024 | Election of Directors: Angus C. Russell | Director Elections | Board | WITHHOLD | 4 | |
| REVANCE THERAPEUTICS INC. | May 1, 2024 | Election of Directors: Olivia C. Ware | Director Elections | Board | WITHHOLD | 4 | |
| RGC RESOURCES INC. | January 29, 2024 | Election of Directors: Maryellen F. Goodlatte | Director Elections | Board | WITHHOLD | 4 | |
| RICHARDSON ELECTRONICS LTD. | October 10, 2023 | Election of Directors: Edward J. Richardson | Director Elections | Board | WITHHOLD | 4 | |
| RICHARDSON ELECTRONICS LTD. | October 10, 2023 | Election of Directors: Jacques Belin | Director Elections | Board | WITHHOLD | 4 | |
| RICHARDSON ELECTRONICS LTD. | October 10, 2023 | Election of Directors: James Benham | Director Elections | Board | WITHHOLD | 4 | |
| RICHARDSON ELECTRONICS LTD. | October 10, 2023 | Election of Directors: Kenneth Halverson | Director Elections | Board | WITHHOLD | 4 | |
| RICHARDSON ELECTRONICS LTD. | October 10, 2023 | Election of Directors: Paul J. Plante | Director Elections | Board | WITHHOLD | 4 | |
| RICHARDSON ELECTRONICS LTD. | October 10, 2023 | Election of Directors: Robert Kluge | Director Elections | Board | WITHHOLD | 4 | |
| RIMINI STREET INC. | June 6, 2024 | Election of Class I Director: Jack L. Acosta | Director Elections | Board | WITHHOLD | 4 | |
| ROCKET LAB USA INC. | June 12, 2024 | Election of Class III Directors: Peter Beck | Director Elections | Board | WITHHOLD | 4 | |
| ROCKET PHARMACEUTICALS INC. | June 13, 2024 | Election of Directors: Pedro Granadillo | Director Elections | Board | WITHHOLD | 4 | |
| ROGERS CORP. | May 1, 2024 | To elect eight directors to serve until the next Annual Meeting: Peter C. Wallace | Director Elections | Board | WITHHOLD | 4 | |
| RUMBLEON INC. | July 14, 2023 | Advisory approval of the Company's executive compensation ("Say on Pay"). | Say-on-Pay | Board | AGAINST | 4 | |
| RUMBLEON INC. | July 14, 2023 | To approve an amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan (the "Plan") to increase the number of shares of Class B common stock authorized for issuance under the Plan. | Compensation | Board | AGAINST | 4 | |
| RXSIGHT INC. | June 6, 2024 | To elect three Class III directors to serve until the 2027 annual meeting of stockholders or until their successors are duly elected and qualified: Julie B. Andrews | Director Elections | Board | WITHHOLD | 4 | |
| RYDER SYSTEM INC. | May 3, 2024 | To vote, on an advisory basis, on a shareholder proposal regarding the Company's climate change strategy and related impacts on employment. | Environment or Climate | Shareholder | Against | FOR | 4 |
| SAFE BULKERS INC. | September 7, 2023 | Election of the Class III directors listed below to hold office for a three-year term until the annual meeting for the year in which their terms expire and until their successors are duly elected and qualified. Konstantinos Adamopoulos | Director Elections | Board | WITHHOLD | 4 | |
| SANARA MEDTECH INC. | June 12, 2024 | To approve the Company's 2024 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| SAUL CENTERS INC. | May 17, 2024 | Approval of the Company's 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| SAVERS VALUE VILLAGE INC. | June 5, 2024 | Election of Directors: Aaron Rosen | Director Elections | Board | WITHHOLD | 4 | |
| SAVERS VALUE VILLAGE INC. | June 5, 2024 | Election of Directors: Jordan Smith | Director Elections | Board | WITHHOLD | 4 | |
| SCHRODINGER INC. | June 18, 2024 | Approval of an amendment to the Schrodinger, Inc. 2022 Equity Incentive Plan to increase the number of shares of our common stock available for issuance thereunder by 5,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| SCHRODINGER INC. | June 18, 2024 | Election of Class I Directors to serve until the 2027 Annual Meeting of Stockholders: Ramy Farid | Director Elections | Board | AGAINST | 4 | |
| SCOTTS MIRACLE-GRO CO. | January 22, 2024 | Approval of an amendment and restatement of The Scotts Miracle-Gro Company Long-Term Incentive Plan to increase the maximum number of common shares available for grant to participants. | Compensation | Board | AGAINST | 4 | |
| SCPHARMACEUTICALS INC. | June 11, 2024 | Election of Class I Directors: Frederick Hudson | Director Elections | Board | WITHHOLD | 4 | |
| SCPHARMACEUTICALS INC. | June 11, 2024 | Election of Class I Directors: Leonard D. Schaeffer | Director Elections | Board | WITHHOLD | 4 | |
| SCPHARMACEUTICALS INC. | June 11, 2024 | Election of Class I Directors: Sara Bonstein | Director Elections | Board | WITHHOLD | 4 | |
| SEADRILL LTD. | November 17, 2023 | Approve Management Incentive Plan | Compensation | Board | AGAINST | 4 | |
| SEI INVESTMENTS CO. | May 29, 2024 | To approve, on an advisory basis, the compensation of named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| SELECT WATER SOLUTIONS INC. | May 8, 2024 | To approve the Select Water Solutions, Inc. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
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Built November 1, 2026 from SEC Form N-PX filings.