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3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| WAYFAIR INC. | May 14, 2024 | Election of Eight Directors: Jeremy King | Director Elections | Board | ABSTAIN | 4 | |
| WAYFAIR INC. | May 14, 2024 | Election of Eight Directors: Michael Kumin | Director Elections | Board | ABSTAIN | 4 | |
| WEAVE COMMUNICATIONS INC. | May 22, 2024 | Election of Directors: Stuart C. Harvey, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| WEIS MARKETS INC. | May 2, 2024 | Election of Directors: Dennis G. Hatchell | Director Elections | Board | WITHHOLD | 4 | |
| WEIS MARKETS INC. | May 2, 2024 | Election of Directors: Edward J. Lauth III | Director Elections | Board | WITHHOLD | 4 | |
| WEIS MARKETS INC. | May 2, 2024 | Election of Directors: Gerrald B. Silverman | Director Elections | Board | WITHHOLD | 4 | |
| WEIS MARKETS INC. | May 2, 2024 | Election of Directors: Harold G. Graber | Director Elections | Board | WITHHOLD | 4 | |
| WEIS MARKETS INC. | May 2, 2024 | Election of Directors: Jonathan H. Weis | Director Elections | Board | WITHHOLD | 4 | |
| WEIS MARKETS INC. | May 2, 2024 | Shareholder proposal requesting a report on how the Company is addressing climate-change related risks in its Supply Chain. | Environment or Climate | Shareholder | Against | FOR | 4 |
| WESTROCK COFFEE CO. | June 6, 2024 | Election of Directors: R. Patrick Kruczek | Director Elections | Board | AGAINST | 4 | |
| WEYCO GROUP INC. | May 7, 2024 | Approval of the Weyco Group, Inc. 2024 Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| WIDEOPENWEST INC. | May 9, 2024 | Election of Directors: Phil Seskin | Director Elections | Board | AGAINST | 4 | |
| XERIS BIOPHARMA HOLDINGS INC. | June 5, 2024 | Election of Directors: Marla S. Persky | Director Elections | Board | WITHHOLD | 4 | |
| XOMETRY INC. | June 18, 2024 | Election of Directors: Ranjana Clark | Director Elections | Board | WITHHOLD | 4 | |
| XPONENTIAL FITNESS INC. | May 30, 2024 | To elect two Class III Directors to serve until the 2027 Annual Meeting of Stockholders, or until their successors have been duly elected and qualified: Mark Grabowski | Director Elections | Board | WITHHOLD | 4 | |
| Y-MABS THERAPEUTICS INC. | June 11, 2024 | Election of Directors: Johan Wedell-Wedellsborg | Director Elections | Board | WITHHOLD | 4 | |
| Y-MABS THERAPEUTICS INC. | June 11, 2024 | Election of Directors: Thomas Gad | Director Elections | Board | WITHHOLD | 4 | |
| YETI HOLDINGS INC. | May 7, 2024 | Election of two Class III directors: Alison Dean | Director Elections | Board | WITHHOLD | 4 | |
| YETI HOLDINGS INC. | May 7, 2024 | Election of two Class III directors: Robert Katz | Director Elections | Board | WITHHOLD | 4 | |
| YEXT INC. | June 12, 2024 | Election of Class I Directors: Julie Richardson | Director Elections | Board | WITHHOLD | 4 | |
| ZETA GLOBAL HOLDINGS CORP. | June 18, 2024 | Approval, on an advisory (non-binding) basis, of the compensation of our named executive officers | Say-on-Pay | Board | AGAINST | 4 | |
| ZETA GLOBAL HOLDINGS CORP. | June 18, 2024 | Election of Directors: David Steinberg | Director Elections | Board | WITHHOLD | 4 | |
| ZETA GLOBAL HOLDINGS CORP. | June 18, 2024 | Election of Directors: John Sculley | Director Elections | Board | WITHHOLD | 4 | |
| ZYMEWORKS INC. | December 7, 2023 | Election of Directors: Hollings C. Renton | Director Elections | Board | WITHHOLD | 4 | |
| ZYNEX INC. | May 16, 2024 | Election of Directors: Joshua R. Disbrow | Director Elections | Board | WITHHOLD | 4 | |
| AMC ENTERTAINMENT HOLDINGS INC. | June 5, 2024 | If Proposal No. 1 is not approved, Election of Directors for terms expiring at the 2027 Annual Meeting: Mr. Philip Lader | Director Elections | Board | WITHHOLD | 3 | |
| AMC ENTERTAINMENT HOLDINGS INC. | June 5, 2024 | Proposal to approve the AMC Entertainment Holdings, Inc. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Approve Consolidated Financial Statements, Allocation of Income and Dividends | Capital Structure | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Carlos Slim Domit as Board Chairman | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Daniel Hajj Aboumrad as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify David Ibarra Munoz as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Ernesto Vega Velasco as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Luis Alejandro Soberon Kuri as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Oscar Von Hauske Solis as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Pablo Roberto Gonzalez Guajardo as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Patrick Slim Domit as Vice-Chairman | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Rafael Moises Kalach Mizrahi as Director | Director Elections | Board | AGAINST | 3 | |
| AMERICA MOVIL SAB DE CV | April 29, 2024 | Elect and/or Ratify Vanessa Hajj Slim as Director | Director Elections | Board | AGAINST | 3 | |
| ARMSTRONG WORLD INDUSTRIES INC. | June 13, 2024 | To approve, on an advisory basis, our executive compensation program. | Say-on-Pay | Board | AGAINST | 3 | |
| CEMEX SAB DE CV | March 22, 2024 | Approve Five Year Extension of Current Restricted Stock Incentive Plan for Executives, Officers and Employees | Compensation | Board | AGAINST | 3 | |
| CEMEX SAB DE CV | March 22, 2024 | Elect Armando Garza Sada as Director | Director Elections | Board | AGAINST | 3 | |
| FERGUSON PLC | May 30, 2024 | RESOLVED, that, on an advisory basis, the board of directors (the "New TopCo Board") of Ferguson Enterprises Inc. ("New TopCo") be, and is hereby, authorized to issue up to 100,000 shares of preferred stock of New TopCo, par value $0.0001 per share, in one or more series, with such terms and conditions and at such future dates as may be expressly determined by the New TopCo Board and as may be permitted by the Delaware General Corporation Law, as in effect from time to time. | Capital Structure | Board | AGAINST | 3 | |
| FOMENTO ECONOMICO MEXICANO SAB DE CV | March 22, 2024 | Elect Alejandro Bailleres Gual as Director | Director Elections | Board | AGAINST | 3 | |
| GATOS SILVER INC. | September 6, 2023 | Election of Directors: Karl Hanneman | Director Elections | Board | WITHHOLD | 3 | |
| GATOS SILVER INC. | June 6, 2024 | Election of directors: Charles Hansard | Director Elections | Board | WITHHOLD | 3 | |
| GATOS SILVER INC. | June 6, 2024 | Election of directors: David Peat | Director Elections | Board | WITHHOLD | 3 | |
| GATOS SILVER INC. | June 6, 2024 | Election of directors: Janice Stairs | Director Elections | Board | WITHHOLD | 3 | |
| GATOS SILVER INC. | June 6, 2024 | Election of directors: Karl Hanneman | Director Elections | Board | WITHHOLD | 3 | |
| LEVI STRAUSS & CO. | April 24, 2024 | Advisory vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 3 | |
| LI AUTO INC. | May 31, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 3 | |
| LI AUTO INC. | May 31, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 3 | |
| LI AUTO INC. | May 31, 2024 | Elect Director Xing Wang | Director Elections | Board | AGAINST | 3 | |
| NIO INC. | June 25, 2024 | Elect Director Eddy Georges Skaf | Director Elections | Board | AGAINST | 3 | |
| NIO INC. | June 25, 2024 | Elect Director Nicholas Paul Collins | Director Elections | Board | AGAINST | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Approve Classification of Rafael Ramalho Dubeux as Independent Director | Director Elections | Board | AGAINST | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Approve Remuneration of Company's Management, Fiscal Council, and Statutory Advisory Committees | Compensation | Board | AGAINST | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Elect Directors | Director Elections | Board | AGAINST | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Elect Fiscal Council Members | Compensation | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Elect Pietro Adamo Sampaio Mendes as Board Chairman | Director Elections | Board | AGAINST | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Benjamin Alves Rabello Filho as Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Bruno Moretti as Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Ivanyra Maura de Medeiros Correia as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Jean Paul Terra Prates as Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Pietro Adamo Sampaio Mendes as Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Rafael Ramalho Dubeux as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Renato Campos Galuppo as Independent Director | Director Elections | Board | ABSTAIN | 3 | |
| PETROLEO BRASILEIRO SA | April 25, 2024 | Percentage of Votes to Be Assigned - Elect Vitor Eduardo de Almeida Saback as Director | Director Elections | Board | ABSTAIN | 3 | |
| PRIMEENERGY RESOURCES CORP. | June 5, 2024 | Election of Directors: Beverly A. Cummings | Director Elections | Board | WITHHOLD | 3 | |
| PRIMEENERGY RESOURCES CORP. | June 5, 2024 | Election of Directors: Charles E. Drimal, Jr. | Director Elections | Board | WITHHOLD | 3 | |
| PRIMEENERGY RESOURCES CORP. | June 5, 2024 | Election of Directors: Clint Hurt | Director Elections | Board | WITHHOLD | 3 | |
| PRIMEENERGY RESOURCES CORP. | June 5, 2024 | Election of Directors: Thomas S. T. Gimbel | Director Elections | Board | WITHHOLD | 3 | |
| UNDER ARMOUR INC. | August 29, 2023 | Election of Directors Eric T. Olson | Director Elections | Board | WITHHOLD | 3 | |
| UNDER ARMOUR INC. | August 29, 2023 | Election of Directors Jerri L. DeVard | Director Elections | Board | WITHHOLD | 3 | |
| UNDER ARMOUR INC. | August 29, 2023 | Election of Directors Karen W. Katz | Director Elections | Board | WITHHOLD | 3 | |
| UNDER ARMOUR INC. | August 29, 2023 | Election of Directors Kevin A. Plank | Director Elections | Board | WITHHOLD | 3 | |
| UNDER ARMOUR INC. | August 29, 2023 | To approve the Fourth Amended and Restated 2005 Omnibus Long-Term Incentive Plan to increase the number of shares of Class C Common Stock reserved for issuance, among other changes. | Compensation | Board | AGAINST | 3 | |
| VERDE CLEAN FUELS INC. | June 18, 2024 | Re-election of Class I director nominees: Duncan Palmer | Director Elections | Board | WITHHOLD | 3 | |
| VERDE CLEAN FUELS INC. | June 18, 2024 | Re-election of Class I director nominees: Graham van't Hoff | Director Elections | Board | WITHHOLD | 3 | |
| VMWARE INC. | July 13, 2023 | Election of Directors: Egon Durban | Director Elections | Board | AGAINST | 3 | |
| ZTO EXPRESS (CAYMAN) INC. | June 18, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 3 | |
| ZTO EXPRESS (CAYMAN) INC. | June 18, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 3 | |
| AGEAGLE AERIAL SYSTEMS INC. | June 27, 2024 | To approve, on an advisory basis, the compensation of our executive officers named in the Summary Compensation Table of the Company's 2024 Proxy Statement; | Say-on-Pay | Board | AGAINST | 2 | |
| ALBERTSONS COMPANIES INC. | August 3, 2023 | Election of Directors: Scott Wille | Director Elections | Board | AGAINST | 2 | |
| ALBERTSONS COMPANIES INC. | August 3, 2023 | Election of Directors: Sharon Allen | Director Elections | Board | AGAINST | 2 | |
| ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND | February 5, 2024 | Election of Trustees: Jane A. Freeman | Director Elections | Board | AGAINST | 2 | |
| ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND | February 5, 2024 | Election of Trustees: William R. Ebsworth | Director Elections | Board | AGAINST | 2 | |
| ALLSPRING MULTI-SECTOR INCOME FUND | February 5, 2024 | Election of Trustees: Jane A. Freeman | Director Elections | Board | AGAINST | 2 | |
| ALLSPRING MULTI-SECTOR INCOME FUND | February 5, 2024 | Election of Trustees: William R. Ebsworth | Director Elections | Board | AGAINST | 2 | |
| AMC ENTERTAINMENT HOLDINGS INC. | June 5, 2024 | Say on Pay - An advisory vote to approve the compensation of named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| ANTERO MIDSTREAM CORP. | June 5, 2024 | Class II Nominees: Brooks J. Klimley | Director Elections | Board | WITHHOLD | 2 | |
| ANTERO MIDSTREAM CORP. | June 5, 2024 | To approve, on an advisory basis, the compensation of Antero Midstream Corporation's named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| APOLLO GLOBAL MANAGEMENT INC. | October 6, 2023 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Say-on-Pay | Board | AGAINST | 2 | |
| APOLLO GLOBAL MANAGEMENT INC. | June 24, 2024 | ELECTION OF DIRECTORS: Lynn Swann | Director Elections | Board | AGAINST | 2 | |
| APOLLO GLOBAL MANAGEMENT INC. | June 24, 2024 | ELECTION OF DIRECTORS: Marc Beilinson | Director Elections | Board | AGAINST | 2 | |
| APOLLO GLOBAL MANAGEMENT INC. | June 24, 2024 | ELECTION OF DIRECTORS: Mitra Hormozi | Director Elections | Board | AGAINST | 2 | |
| APPLIED OPTOELECTRONICS INC. | June 6, 2024 | To approve our 2021 Equity Incentive Plan, as amended to increase the number of shares of Common Stock reserved for issuance thereunder by 2,000,000 shares and increase certain annual limits on the value of awards. | Compensation | Board | AGAINST | 2 | |
| APPLOVIN CORP. | June 5, 2024 | Election of Directors: ADAM FOROUGHI | Director Elections | Board | WITHHOLD | 2 | |
| APPLOVIN CORP. | June 5, 2024 | Election of Directors: ALYSSA HARVEY DAWSON | Director Elections | Board | WITHHOLD | 2 | |
| APPLOVIN CORP. | June 5, 2024 | Election of Directors: CRAIG BILLINGS | Director Elections | Board | WITHHOLD | 2 | |
| APPLOVIN CORP. | June 5, 2024 | Election of Directors: HERALD CHEN | Director Elections | Board | WITHHOLD | 2 |
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Built November 7, 2026 from SEC Form N-PX filings.