Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| APPLOVIN CORP. | June 5, 2024 | Election of Directors: MARGARET GEORGIADIS | Director Elections | Board | WITHHOLD | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Antoinette Bush | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Antony P. Ressler | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Ashish Bhutani | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Bennett Rosenthal | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: David B. Kaplan | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Dr. Judy D. Olian | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Eileen Naughton | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Michael J Arougheti | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Michael Lynton | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: Paul G. Joubert | Director Elections | Board | AGAINST | 2 | |
| ARES MANAGEMENT CORP. | June 4, 2024 | Election of Directors: R. Kipp deVeer | Director Elections | Board | AGAINST | 2 | |
| AUTONATION INC. | April 24, 2024 | Advisory vote to approve named executive officer compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| AVANGRID INC. | July 18, 2023 | ELECTION OF DIRECTORS: Jose Sainz Armada | Director Elections | Board | AGAINST | 2 | |
| BANCO SANTANDER SA | March 21, 2024 | Approve Remuneration Policy | Compensation | Board | AGAINST | 2 | |
| BASF SE | April 25, 2024 | Reelect Kurt Bock to the Supervisory Board | Director Elections | Board | AGAINST | 2 | |
| BEAM GLOBAL | August 24, 2023 | Approve, on a nonbinding advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| BILL HOLDINGS INC. | December 7, 2023 | To elect the directors listed below: Peter Kight | Director Elections | Board | WITHHOLD | 2 | |
| BIONTECH SE | May 17, 2024 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 24.9 Million Pool of Capital to Guarantee Conversion Rights | Capital Structure | Board | AGAINST | 2 | |
| BIONTECH SE | May 17, 2024 | Approve Remuneration Policy for the Management Board | Compensation | Board | AGAINST | 2 | |
| BIONTECH SE | May 17, 2024 | Approve Remuneration Policy for the Supervisory Board | Compensation | Board | AGAINST | 2 | |
| BIONTECH SE | May 17, 2024 | Approve Remuneration Report | Compensation | Board | AGAINST | 2 | |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST | July 11, 2023 | To Elect the Class I Board Member Nominee R. Glenn Hubbard | Director Elections | Board | WITHHOLD | 2 | |
| BLACKROCK MUNICIPAL INCOME FUND INC. | June 17, 2024 | To Elect the Class II Board Member Nominees: J. Phillip Holloman | Director Elections | Board | WITHHOLD | 2 | |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND INC. | June 18, 2024 | To Elect the Class II Board Member Nominees: J. Phillip Holloman | Director Elections | Board | AGAINST | 2 | |
| BLACKROCK MUNIYIELD NEW YORK QUALITY FUND INC. | June 17, 2024 | To Elect the Class II Board Member Nominees: J. Phillip Holloman | Director Elections | Board | AGAINST | 2 | |
| BOSTON BEER COMPANY INC. | May 7, 2024 | Election of Directors: Jean-Michel Valette | Director Elections | Board | WITHHOLD | 2 | |
| BOSTON BEER COMPANY INC. | May 7, 2024 | Election of Directors: Meghan V. Joyce | Director Elections | Board | WITHHOLD | 2 | |
| BROOKFIELD CORP. | June 7, 2024 | Approve BNRE Escrowed Stock Plan | Compensation | Board | AGAINST | 2 | |
| C4 THERAPEUTICS INC. | June 20, 2024 | To cast a non-binding, advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| CENOVUS ENERGY INC. | May 1, 2024 | Elect Director Frank J. Sixt | Director Elections | Board | AGAINST | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Brian R. Ford | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Bruce MacLennan | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Christopher S. Sotos | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Daniel B. More | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Emmanuel Barrois | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Guillaume Hediard | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Jennifer Lowry | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Jonathan Bram | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Nathaniel Anschuetz | Director Elections | Board | WITHHOLD | 2 | |
| CLEARWAY ENERGY INC. | April 25, 2024 | Election of Directors: Vincent Stoquart | Director Elections | Board | WITHHOLD | 2 | |
| COGNEX CORP. | May 1, 2024 | To approve, on an advisory basis, the compensation of Cognex's named executive officers, as described in the proxy statement including the Compensation Discussion and Analysis, compensation tables and narrative discussion ("say-on-pay"). | Say-on-Pay | Board | AGAINST | 2 | |
| COINBASE GLOBAL INC. | June 14, 2024 | Election of Directors: Brian Armstrong | Director Elections | Board | WITHHOLD | 2 | |
| COINBASE GLOBAL INC. | June 14, 2024 | Election of Directors: Fred Wilson | Director Elections | Board | WITHHOLD | 2 | |
| COINBASE GLOBAL INC. | June 14, 2024 | Election of Directors: Frederick Ernest Ehrsam III | Director Elections | Board | WITHHOLD | 2 | |
| COINBASE GLOBAL INC. | June 14, 2024 | Election of Directors: Gokul Rajaram | Director Elections | Board | WITHHOLD | 2 | |
| COINBASE GLOBAL INC. | June 14, 2024 | Election of Directors: Kelly A. Kramer | Director Elections | Board | WITHHOLD | 2 | |
| COINBASE GLOBAL INC. | June 14, 2024 | Election of Directors: Marc L. Andreessen | Director Elections | Board | WITHHOLD | 2 | |
| CONN'S INC. | May 30, 2024 | To approve, on a non-binding advisory basis, named executive officers' compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| COTY INC. | November 2, 2023 | Approval, on an advisory (non-binding) basis, of the compensation of Coty Inc.'s named executive officers, as disclosed in the proxy statement | Say-on-Pay | Board | AGAINST | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Anna Adeola Makanju | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Beatrice Ballini | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Isabelle Parize | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Joachim Creus | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Johannes P. Huth | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Mariasun Aramburuzabala Larregui | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Olivier Goudet | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Peter Harf | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Robert Singer | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Election of Directors: Sue Y. Nabi | Director Elections | Board | WITHHOLD | 2 | |
| COTY INC. | November 2, 2023 | Stockholder proposal regarding a report on plastic packaging reduction | Environment or Climate | Shareholder | Against | FOR | 2 |
| COUPANG INC. | June 13, 2024 | Election of Directors: Benjamin Sun | Director Elections | Board | AGAINST | 2 | |
| COUPANG INC. | June 13, 2024 | Election of Directors: Bom Kim | Director Elections | Board | AGAINST | 2 | |
| COUPANG INC. | June 13, 2024 | Election of Directors: Kevin Warsh | Director Elections | Board | AGAINST | 2 | |
| COUPANG INC. | June 13, 2024 | Election of Directors: Neil Mehta | Director Elections | Board | AGAINST | 2 | |
| CROWDSTRIKE HOLDINGS INC. | June 18, 2024 | To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| DROPBOX INC. | May 16, 2024 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| ELEMENT SOLUTIONS INC. | June 4, 2024 | Approval of the Company's 2024 incentive Compensation Plan | Compensation | Board | AGAINST | 2 | |
| ELEMENT SOLUTIONS INC. | June 4, 2024 | Election of Directors: Christopher T. Fraser | Director Elections | Board | AGAINST | 2 | |
| EMCORE CORP. | March 15, 2024 | Approval of, on an advisory basis, the executive compensation of the Company's named executive officers; and | Say-on-Pay | Board | AGAINST | 2 | |
| EVERCORE INC. | June 18, 2024 | Approval of the Third Amended and Restated 2016 Evercore Inc. Stock Incentive Plan. | Compensation | Board | AGAINST | 2 | |
| FERRARI NV | April 17, 2024 | Reelect John Elkann as Executive Director | Director Elections | Board | AGAINST | 2 | |
| FERRARI NV | April 17, 2024 | Reelect Piero Ferrari as Non-Executive Director | Director Elections | Board | AGAINST | 2 | |
| FIDELITY NATIONAL FINANCIAL INC. | June 12, 2024 | Approval of the redomestication of the Company from the State of Delaware to the State of Nevada by conversion. | Extraordinary Transactions | Board | AGAINST | 2 | |
| FIRST MAJESTIC SILVER CORP. | May 23, 2024 | Advisory Vote on Executive Compensation Approach | Compensation | Board | AGAINST | 2 | |
| FIVE9 INC. | May 14, 2024 | Election of the two (2) members of the Board of Directors identified in Proposal No. 1 to serve as Class I directors until the Company's 2027 Annual Meeting of Stockholders or until their successors are duly elected and qualified: Michael Burdiek | Director Elections | Board | WITHHOLD | 2 | |
| FIVE9 INC. | May 14, 2024 | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 2 | |
| FRONTLINE PLC | December 12, 2023 | Approve Remuneration Policy | Compensation | Board | AGAINST | 2 | |
| FRONTLINE PLC | December 12, 2023 | Approve Remuneration Report | Compensation | Board | AGAINST | 2 | |
| FRONTLINE PLC | December 12, 2023 | Authorize Issuance of Debentures or Other Securities Convertible into Ordinary Shares without Preemptive Rights | Capital Structure | Board | AGAINST | 2 | |
| FRONTLINE PLC | December 12, 2023 | Authorize Issuance of Equity without Preemptive Rights | Capital Structure | Board | AGAINST | 2 | |
| FRONTLINE PLC | December 12, 2023 | Elect Director Ola Lorentzon | Director Elections | Board | AGAINST | 2 | |
| GILEAD SCIENCES INC. | May 8, 2024 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Say-on-Pay | Board | AGAINST | 2 | |
| GITLAB INC. | June 11, 2024 | Elect two Class III directors of GitLab Inc., each to serve a three-year term expiring at the 2027 Annual Meeting of Stockholders and until such director's successor is duly elected and qualified: Sundeep Bedi | Director Elections | Board | WITHHOLD | 2 | |
| GLOBUS MEDICAL INC. | June 5, 2024 | Election of Directors: David D. Davidar | Director Elections | Board | WITHHOLD | 2 | |
| GLOBUS MEDICAL INC. | June 5, 2024 | Election of Directors: James R. Tobin | Director Elections | Board | WITHHOLD | 2 | |
| GLOBUS MEDICAL INC. | June 5, 2024 | The approval of the amendment to the 2021 Equity Incentive Plan; | Compensation | Board | AGAINST | 2 | |
| HARMONY GOLD MINING CO. LTD. | December 4, 2023 | Re-elect John Wetton as Member of the Audit and Risk Committee | Director Elections | Board | AGAINST | 2 | |
| HARTFORD FINANCIAL SERVICES GROUP INC. | May 15, 2024 | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement | Say-on-Pay | Board | AGAINST | 2 | |
| HASHICORP INC. | June 25, 2024 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| HASHICORP INC. | June 25, 2024 | To elect the two Class III directors to hold office until our 2027 annual meeting of stockholders and until their respective successors are elected and qualified: Armon Dadgar | Director Elections | Board | WITHHOLD | 2 | |
| HEXCEL CORP. | May 2, 2024 | Election of Directors: Cynthia M. Egnotovich | Director Elections | Board | AGAINST | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Alan G. Spoon | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Alexander von Furstenberg | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Barry Diller | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Bonnie S. Hammer | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Bryan Lourd | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Chelsea Clinton | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: David Rosenblatt | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Joseph Levin | Director Elections | Board | WITHHOLD | 2 |
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Built November 7, 2026 from SEC Form N-PX filings.