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3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| IAC INC. | June 11, 2024 | Election of Directors: Michael D. Eisner | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Richard F. Zannino | Director Elections | Board | WITHHOLD | 2 | |
| IAC INC. | June 11, 2024 | Election of Directors: Victor A. Kaufman | Director Elections | Board | WITHHOLD | 2 | |
| IBIO INC. | November 27, 2023 | To approve, on an advisory, non-binding basis, the compensation of our named executive officers ("say-on-pay"). | Say-on-Pay | Board | AGAINST | 2 | |
| INOVIO PHARMACEUTICALS INC. | May 21, 2024 | To approve, on a non-binding advisory basis, the resolution regarding compensation of our named executive officers described in the accompanying proxy statement. | Say-on-Pay | Board | AGAINST | 2 | |
| KALA BIO INC. | June 11, 2024 | Approval of an advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| KOPIN CORP. | June 6, 2024 | An advisory vote to approve the compensation of the Company's named executive officers, during the fiscal year ended December 30, 2023. | Say-on-Pay | Board | AGAINST | 2 | |
| LIBERTY TRIPADVISOR HOLDINGS INC. | June 10, 2024 | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| LITHIUM AMERICAS CORP. | July 31, 2023 | Elect Director Yuan Gao | Director Elections | Board | WITHHOLD | 2 | |
| LUCID GROUP INC. | June 4, 2024 | Election of directors: Andrew Liveris | Director Elections | Board | WITHHOLD | 2 | |
| LUCID GROUP INC. | June 4, 2024 | Election of directors: Turqi Alnowaiser | Director Elections | Board | WITHHOLD | 2 | |
| LUCID GROUP INC. | June 4, 2024 | To approve the amendment and restatement of the Lucid Group, Inc. Second Amended and Restated 2021 Stock Incentive Plan | Compensation | Board | AGAINST | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Election of Directors: Amnon Shashua | Director Elections | Board | WITHHOLD | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Election of Directors: Christine Pambianchi | Director Elections | Board | WITHHOLD | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Election of Directors: Christoph Schell | Director Elections | Board | WITHHOLD | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Election of Directors: Claire C. McCaskill | Director Elections | Board | WITHHOLD | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Election of Directors: Patrick P. Gelsinger | Director Elections | Board | WITHHOLD | 2 | |
| MOBILEYE GLOBAL INC. | June 13, 2024 | Election of Directors: Saf Yeboah-Amankwah | Director Elections | Board | WITHHOLD | 2 | |
| NEOGAMES SA | May 2, 2024 | Elect John E. Taylor, Jr. as Director | Director Elections | Board | AGAINST | 2 | |
| NEUROGENE INC. | June 14, 2024 | To approve on an advisory (non-binding) basis the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| NEW FORTRESS ENERGY INC. | June 11, 2024 | Election of Class II Directors: C. William Griffin | Director Elections | Board | WITHHOLD | 2 | |
| NEW FORTRESS ENERGY INC. | June 11, 2024 | Election of Class II Directors: David J. Grain | Director Elections | Board | WITHHOLD | 2 | |
| NEW FORTRESS ENERGY INC. | June 11, 2024 | Election of Class II Directors: Timothy W. Jay | Director Elections | Board | WITHHOLD | 2 | |
| NEXTERA ENERGY PARTNERS LP | April 22, 2024 | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement | Say-on-Pay | Board | AGAINST | 2 | |
| NEXTERA ENERGY PARTNERS LP | April 22, 2024 | Election as directors of the nominees specified in the proxy statement: John W. Ketchum | Director Elections | Board | AGAINST | 2 | |
| OLINK HOLDING AB | April 19, 2024 | Approve Issuance of up to 20 Percent of Share Capital without Preemptive Rights | Capital Structure | Board | AGAINST | 2 | |
| OLINK HOLDING AB | April 19, 2024 | Approve Non-Employee Director Stock Option Plan | Compensation | Board | AGAINST | 2 | |
| OLINK HOLDING AB | April 19, 2024 | Approve Stock Option Plan for Key Employees | Compensation | Board | AGAINST | 2 | |
| OLINK HOLDING AB | April 19, 2024 | Reelect Jon Hindar as Board Chair | Director Elections | Board | AGAINST | 2 | |
| OLINK HOLDING AB | April 19, 2024 | Reelect Jon Hindar as Director | Director Elections | Board | AGAINST | 2 | |
| ONCTERNAL THERAPEUTICS INC. | June 20, 2024 | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission; and | Say-on-Pay | Board | AGAINST | 2 | |
| PALANTIR TECHNOLOGIES INC. | June 5, 2024 | Election of Directors: Alexander Karp | Director Elections | Board | WITHHOLD | 2 | |
| PALANTIR TECHNOLOGIES INC. | June 5, 2024 | Election of Directors: Alexander Moore | Director Elections | Board | WITHHOLD | 2 | |
| PALANTIR TECHNOLOGIES INC. | June 5, 2024 | Election of Directors: Alexandra Schiff | Director Elections | Board | WITHHOLD | 2 | |
| PALANTIR TECHNOLOGIES INC. | June 5, 2024 | Election of Directors: Peter Thiel | Director Elections | Board | WITHHOLD | 2 | |
| PALANTIR TECHNOLOGIES INC. | June 5, 2024 | Election of Directors: Stephen Cohen | Director Elections | Board | WITHHOLD | 2 | |
| PARATEK PHARMACEUTICALS INC. | September 18, 2023 | To approve, by a non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 2 | |
| PELOTON INTERACTIVE INC. | December 7, 2023 | Approval of an amendment to the Peloton Interactive, Inc. 2019 Equity Incentive Plan. | Compensation | Board | AGAINST | 2 | |
| PELOTON INTERACTIVE INC. | December 7, 2023 | Election of Directors: Angel Mendez | Director Elections | Board | WITHHOLD | 2 | |
| PELOTON INTERACTIVE INC. | December 7, 2023 | Election of Directors: Pamela Thomas-Graham | Director Elections | Board | WITHHOLD | 2 | |
| PLBY GROUP INC. | June 13, 2024 | An advisory vote to approve the compensation of named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| PLUG POWER INC. | June 5, 2024 | Election of Class I Directors: Kavita Mahtani | Director Elections | Board | WITHHOLD | 2 | |
| PLUG POWER INC. | June 5, 2024 | Election of Class I Directors: Maureen O. Helmer | Director Elections | Board | WITHHOLD | 2 | |
| PRAXIS PRECISION MEDICINES INC. | June 5, 2024 | To approve, on an advisory (non-binding) basis, the compensation of the named executive officers as disclosed in the Company's proxy statement for the 2024 Annual Meeting of Stockholders pursuant to the applicable compensation disclosure rules of the SEC, including the compensation tables and narrative discussion. | Say-on-Pay | Board | AGAINST | 2 | |
| PROSUS NV | August 23, 2023 | Approve Remuneration Report | Compensation | Board | AGAINST | 2 | |
| PROSUS NV | August 23, 2023 | Authorize Repurchase of Shares | Capital Structure | Board | AGAINST | 2 | |
| QUANTUMSCAPE CORP. | June 11, 2024 | To approve, on a non-binding advisory basis, the compensation of the named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| REGIS CORP. | October 24, 2023 | Advisory vote on the compensation of the Company's named executive officers (the "Say-on-Pay Vote"). | Say-on-Pay | Board | AGAINST | 2 | |
| ROBINHOOD MARKETS INC. | June 26, 2024 | Election of Directors: Dara Treseder | Director Elections | Board | AGAINST | 2 | |
| ROBINHOOD MARKETS INC. | June 26, 2024 | Election of Directors: Jonathan Rubinstein | Director Elections | Board | AGAINST | 2 | |
| SENSEONICS HOLDINGS INC. | May 22, 2024 | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in this proxy statement. | Say-on-Pay | Board | AGAINST | 2 | |
| SERITAGE GROWTH PROPERTIES | June 5, 2024 | An advisory, non-binding resolution to approve the Company's executive compensation program for our named executive officers, as described in the proxy statement; and | Say-on-Pay | Board | AGAINST | 2 | |
| SHIFT4 PAYMENTS INC. | June 7, 2024 | Election of Class I Directors: Jared Isaacman | Director Elections | Board | WITHHOLD | 2 | |
| SHIFT4 PAYMENTS INC. | June 7, 2024 | Election of Class I Directors: Karen Roter Davis | Director Elections | Board | WITHHOLD | 2 | |
| SIBANYE STILLWATER LTD. | May 28, 2024 | Approve Remuneration Implementation Report | Compensation | Board | AGAINST | 2 | |
| SMARTSHEET INC. | June 18, 2024 | Election of Directors: Rowan Trollope | Director Elections | Board | WITHHOLD | 2 | |
| SMITH MICRO SOFTWARE INC. | June 18, 2024 | Non-binding advisory vote to approve the compensation of named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| SOFI TECHNOLOGIES INC. | May 21, 2024 | Election of Directors: Tom Hutton | Director Elections | Board | WITHHOLD | 2 | |
| SOFI TECHNOLOGIES INC. | May 21, 2024 | To approve the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan. | Compensation | Board | AGAINST | 2 | |
| SOTERA HEALTH CO. | May 23, 2024 | Elect the following Class I nominees for director to hold office until the 2027 Annual Meeting of Shareholders and until their successors have been duly elected and qualified: Constantine S. Mihas | Director Elections | Board | AGAINST | 2 | |
| SOUTHERN COPPER CORP. | May 24, 2024 | To elect our ten directors, who will serve until the 2025 annual meeting: Carlos Ruiz Sacristan | Director Elections | Board | WITHHOLD | 2 | |
| SOUTHERN COPPER CORP. | May 24, 2024 | To elect our ten directors, who will serve until the 2025 annual meeting: German Larrea Mota-Velasco | Director Elections | Board | WITHHOLD | 2 | |
| SOUTHERN COPPER CORP. | May 24, 2024 | To elect our ten directors, who will serve until the 2025 annual meeting: Leonardo Contreras Lerdo de Tejada | Director Elections | Board | WITHHOLD | 2 | |
| SOUTHERN COPPER CORP. | May 24, 2024 | To elect our ten directors, who will serve until the 2025 annual meeting: Luis Miguel Palomino Bonilla | Director Elections | Board | WITHHOLD | 2 | |
| SOUTHERN COPPER CORP. | May 24, 2024 | To elect our ten directors, who will serve until the 2025 annual meeting: Oscar Gonzalez Rocha | Director Elections | Board | WITHHOLD | 2 | |
| SPECTRUM PHARMACEUTICALS INC. | July 27, 2023 | ADVISORY NON BINDING VOTE ON MERGER RELATED COMPENSATION FOR NAMED EXECUTIVE OFFICERS. i.e., a proposal to approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Spectrum's named executive officers in connection with the merger. | Say-on-Pay | Board | AGAINST | 2 | |
| SPYRE THERAPEUTICS INC. | May 13, 2024 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| STANDARD BIOTOOLS INC. | June 27, 2024 | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement. | Say-on-Pay | Board | AGAINST | 2 | |
| STELLANTIS NV | April 16, 2024 | Approve Remuneration Report | Compensation | Board | AGAINST | 2 | |
| SURFACE ONCOLOGY INC. | September 7, 2023 | To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Surface's named executive officers in connection with the Mergers. | Say-on-Pay | Board | AGAINST | 2 | |
| TABULA RASA HEALTHCARE INC. | October 31, 2023 | To approve by advisory (non-binding vote), the compensation that may be paid or become payable to our named executive officers in connection with the consummation of the merger. | Say-on-Pay | Board | AGAINST | 2 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Board proposal regarding advisory approval of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| TOAST INC. | June 6, 2024 | Election of Directors: Deval L. Patrick | Director Elections | Board | WITHHOLD | 2 | |
| TOTALENERGIES SE | May 24, 2024 | Reelect Patrick Pouyanne as Director | Director Elections | Board | AGAINST | 2 | |
| TOYOTA MOTOR CORP. | June 18, 2024 | Amend Articles to Report on Corporate Climate Lobbying Aligned with Paris Agreement | Environment or Climate | Shareholder | Against | FOR | 2 |
| TOYOTA MOTOR CORP. | June 18, 2024 | Elect Director Toyoda, Akio | Director Elections | Board | AGAINST | 2 | |
| TRADEWEB MARKETS INC. | May 10, 2024 | Election of Directors: Jacques Aigrain | Director Elections | Board | WITHHOLD | 2 | |
| TRADEWEB MARKETS INC. | May 10, 2024 | Election of Directors: Paula Madoff | Director Elections | Board | WITHHOLD | 2 | |
| TREVENA INC. | June 13, 2024 | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| VAXART INC. | June 11, 2024 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 2 | |
| VIRNETX HOLDING CORP. | June 13, 2024 | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| VISTAGEN THERAPEUTICS INC. | September 25, 2023 | To approve, on a non-binding advisory basis, the compensation paid to our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 2 | |
| WIX.COM LTD. | November 6, 2023 | Approve Compensation of CEO | Compensation | Board | AGAINST | 2 | |
| XP INC. | October 6, 2023 | APPROVAL AND RATIFICATION OF THE REAPPOINTMENT OF EACH OF GUILHERME DIAS FERNANDES BENCHIMOL, BRUNO CONSTANTINO ALEXANDRE DOS SANTOS, BERNARDO AMARAL BOTELHO, FABRICIO CUNHA DE ALMEIDA, MARTIN EMILIANO ESCOBARI LIFCHITZ, GABRIEL KLAS DA ROCHA LEAL, LUIZ FELIPE AMARAL CALABRO AND CRISTIANA PEREIRA AS DIRECTORS. | Director Elections | Board | AGAINST | 2 | |
| XP INC. | May 24, 2024 | Approval of the reappointment of Gabriel Klas da Rocha Leal as a director. | Director Elections | Board | AGAINST | 2 | |
| XP INC. | May 24, 2024 | Approval of the reappointment of Guilherme Dias Fernandes Benchimol as a director. | Director Elections | Board | AGAINST | 2 | |
| 1STDIBS.COM INC. | May 9, 2024 | The election of two Class III directors to serve until the 2027 Annual Meeting of Stockholders or until their successors are duly elected and qualified: Lori A. Hickok | Director Elections | Board | WITHHOLD | 1 | |
| 22ND CENTURY GROUP INC. | February 15, 2024 | To approve an amendment to our Articles of Incorporation, as amended, to increase the number of authorized shares of common stock from sixty-six million, six hundred sixty-six thousand sixty hundred sixty-seven (66,666,667) shares to two hundred fifty million (250,000,000) (Proposal 2). | Capital Structure | Board | AGAINST | 1 | |
| 22ND CENTURY GROUP INC. | June 28, 2024 | To approve the amendment and restatement of the 22nd Century Group, Inc. 2021 Omnibus Incentive Plan which shall increase the number of shares authorized for issuance by five million (5,000,000). | Compensation | Board | AGAINST | 1 | |
| A.K.A. BRANDS HOLDING CORP. | May 22, 2024 | Approve an amendment to the Company's 2021 Omnibus Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 1,100,000 shares. | Compensation | Board | AGAINST | 1 | |
| A.K.A. BRANDS HOLDING CORP. | May 22, 2024 | Elect Class III directors to serve on the Board until the 2027 Annual Meeting and until their successors are duly elected and qualified: Myles McCormick | Director Elections | Board | WITHHOLD | 1 | |
| ABBOTT LABORATORIES | April 26, 2024 | Election of 12 Directors: N. McKinstry | Director Elections | Board | AGAINST | 1 | |
| ABBOTT LABORATORIES | April 26, 2024 | Election of 12 Directors: R. B. Ford | Director Elections | Board | AGAINST | 1 | |
| ABBOTT LABORATORIES | April 26, 2024 | Election of 12 Directors: R. J. Alpern | Director Elections | Board | AGAINST | 1 | |
| ABBOTT LABORATORIES | April 26, 2024 | Election of 12 Directors: S. E. Blount | Director Elections | Board | AGAINST | 1 | |
| ABBOTT LABORATORIES | April 26, 2024 | Ratification of Ernst & Young LLP As Auditors | Audit-related | Board | AGAINST | 1 | |
| ABBVIE INC. | May 3, 2024 | Election of Class III Directors: Glenn F. Tilton | Director Elections | Board | AGAINST | 1 | |
| ABBVIE INC. | May 3, 2024 | Election of Class III Directors: Richard A. Gonzalez | Director Elections | Board | AGAINST | 1 | |
| ABBVIE INC. | May 3, 2024 | Election of Class III Directors: Roxanne S. Austin | Director Elections | Board | AGAINST | 1 |
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Built November 7, 2026 from SEC Form N-PX filings.