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3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| ABBVIE INC. | May 3, 2024 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2024 | Audit-related | Board | AGAINST | 1 | |
| ABBVIE INC. | May 3, 2024 | Say on Pay - An advisory vote on the approval of executive compensation | Say-on-Pay | Board | AGAINST | 1 | |
| ACCELERATE DIAGNOSTICS INC. | May 7, 2024 | Election of Directors: Hany Massarany | Director Elections | Board | WITHHOLD | 1 | |
| ACCELERATE DIAGNOSTICS INC. | May 7, 2024 | Election of Directors: Jennifer Regan | Director Elections | Board | WITHHOLD | 1 | |
| ACCELERATE DIAGNOSTICS INC. | May 7, 2024 | Election of Directors: Louise L. Francesconi | Director Elections | Board | WITHHOLD | 1 | |
| ACCELERATE DIAGNOSTICS INC. | May 7, 2024 | To approve an amendment to the Accelerate Diagnostics, Inc. 2022 Omnibus Equity Incentive Plan (the "2022 Incentive Plan") to increase the total number of authorized shares of the Company's common stock ("Shares") available for grant thereunder by 4,000,000 Shares; and | Compensation | Board | AGAINST | 1 | |
| ACUTUS MEDICAL INC. | June 13, 2024 | To elect the two nominees for Class I director to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified: John Sheridan | Director Elections | Board | WITHHOLD | 1 | |
| ADAPTIMMUNE THERAPEUTICS PLC | May 14, 2024 | To authorize the Directors under Section 551 of the U.K. Companies Act 2006 (the "2006 Act") to allot shares or to grant rights to subscribe for or to convert any security into shares. | Capital Structure | Board | AGAINST | 1 | |
| ADAPTIMMUNE THERAPEUTICS PLC | May 14, 2024 | To empower the Directors to allot equity securities for cash pursuant to Section 570(1) of the 2006 Act as if Section 561(1) of the 2006 Act did not apply to that allotment. | Capital Structure | Board | AGAINST | 1 | |
| ADOBE INC. | April 17, 2024 | Approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| ADOBE INC. | April 17, 2024 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 29, 2024. | Audit-related | Board | AGAINST | 1 | |
| ADOBE INC. | April 17, 2024 | Stockholder Proposal - Reporting on Hiring of Persons with Arrest or Incarceration Records. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| AEGLEA BIOTHERAPEUTICS INC. | November 21, 2023 | To approve an amendment and restatement of the Aeglea BioTherapeutics, Inc. 2016 Equity Incentive Plan ("Proposal No. 2"). | Compensation | Board | AGAINST | 1 | |
| AFFIMED NV | June 26, 2024 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Capital Structure | Board | AGAINST | 1 | |
| AFFIMED NV | June 26, 2024 | Grant Board Authority to Issue Shares | Capital Structure | Board | AGAINST | 1 | |
| AFLAC INC. | May 6, 2024 | to consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2024 | Audit-related | Board | AGAINST | 1 | |
| AFLAC INC. | May 6, 2024 | to consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2024 Annual Meeting of Shareholders and Proxy Statement" | Say-on-Pay | Board | AGAINST | 1 | |
| AGEAGLE AERIAL SYSTEMS INC. | November 14, 2023 | To approve an amendment to the Company's 2017 Omnibus Equity Inventive Plan to increase the number of shares of Common Stock authorized for issuance under the plan from 10,000,000 to 15,000,000 shares before the Reverse Split. | Compensation | Board | AGAINST | 1 | |
| AGEAGLE AERIAL SYSTEMS INC. | June 27, 2024 | To elect five (5) directors: Kelly J. Anderson | Director Elections | Board | WITHHOLD | 1 | |
| AGEAGLE AERIAL SYSTEMS INC. | June 27, 2024 | To elect five (5) directors: Thomas Gardner | Director Elections | Board | WITHHOLD | 1 | |
| ALIGOS THERAPEUTICS INC. | June 27, 2024 | The amendment of our 2020 Plan to treat outstanding pre-funded warrants with an exercise price per share of one penny or less the same as outstanding common stock such that annual increases to the shares of common stock reserved for issuance under the 2020 Plan will equal the lesser of 5% of the shares of common stock outstanding or issuable upon exercise of outstanding pre-funded warrants with an exercise price per share of one penny or less, in each case, as of the last day of the immediately preceding fiscal year or such smaller number of shares determined by our board of directors; and | Compensation | Board | AGAINST | 1 | |
| ALIGOS THERAPEUTICS INC. | June 27, 2024 | The election of two Class I directors to hold office until our 2027 annual meeting of stockholders: Lawrence M. Blatt, Ph.D | Director Elections | Board | WITHHOLD | 1 | |
| ALPHA TEKNOVA INC. | June 24, 2024 | To elect three (3) Class III directors to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified: Paul Grossman | Director Elections | Board | WITHHOLD | 1 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Larry Page | Director Elections | Board | AGAINST | 1 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Sergey Brin | Director Elections | Board | AGAINST | 1 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Sundar Pichai | Director Elections | Board | AGAINST | 1 | |
| ALPHABET INC. | June 7, 2024 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2024 | Audit-related | Board | AGAINST | 1 | |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on climate risks to retirement plan beneficiaries | Environment or Climate | Shareholder | Against | FOR | 1 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on reproductive healthcare misinformation risks | Other Social Issues | Shareholder | Against | FOR | 1 |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Andrew R. Jassy | Director Elections | Board | AGAINST | 1 | |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Jamie S. Gorelick | Director Elections | Board | AGAINST | 1 | |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Jeffrey P. Bezos | Director Elections | Board | AGAINST | 1 | |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Jonathan J. Rubinstein | Director Elections | Board | AGAINST | 1 | |
| AMAZON.COM INC. | May 22, 2024 | ELECTION OF DIRECTORS: Patricia Q. Stonesifer | Director Elections | Board | AGAINST | 1 | |
| AMAZON.COM INC. | May 22, 2024 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Audit-related | Board | AGAINST | 1 | |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE EMISSIONS REPORTING | Environment or Climate | Shareholder | Against | FOR | 1 |
| AMBEV SA | April 30, 2024 | Elect Fiscal Council Members | Compensation | Board | ABSTAIN | 1 | |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | Election of Directors: James M. Cracchiolo | Director Elections | Board | AGAINST | 1 | |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | Election of Directors: Robert F. Sharpe, Jr. | Director Elections | Board | AGAINST | 1 | |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Say-on-Pay | Board | AGAINST | 1 | |
| AMERIPRISE FINANCIAL INC. | April 24, 2024 | To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| AMGEN INC. | May 31, 2024 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| AMPHENOL CORP. | May 16, 2024 | Election of Nine Directors: David P. Falck | Director Elections | Board | AGAINST | 1 | |
| AMPHENOL CORP. | May 16, 2024 | Election of Nine Directors: Edward G. Jepsen | Director Elections | Board | AGAINST | 1 | |
| AMPHENOL CORP. | May 16, 2024 | Election of Nine Directors: Martin H. Loeffler | Director Elections | Board | AGAINST | 1 | |
| AMPHENOL CORP. | May 16, 2024 | Election of Nine Directors: R. Adam Norwitt | Director Elections | Board | AGAINST | 1 | |
| AMPHENOL CORP. | May 16, 2024 | Ratification and Approval of 2024 Restricted Stock Plan for Directors of Amphenol Corporation | Compensation | Board | AGAINST | 1 | |
| AMPHENOL CORP. | May 16, 2024 | Ratification of the selection of Deloitte & Touche LLP as Independent Public Accountants | Audit-related | Board | AGAINST | 1 | |
| AMPIO PHARMACEUTICALS INC. | July 27, 2023 | To approve the 2023 Stock and Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| APPLE INC. | February 28, 2024 | Advisory vote to approve executive compensation | Say-on-Pay | Board | AGAINST | 1 | |
| APPLE INC. | February 28, 2024 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2024 | Audit-related | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2023. | Say-on-Pay | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Election of Directors: Aart J. de Geus | Director Elections | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Election of Directors: Alexander A. Karsner | Director Elections | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Election of Directors: Gary E. Dickerson | Director Elections | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Election of Directors: Thomas J. Iannotti | Director Elections | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2024. | Audit-related | Board | AGAINST | 1 | |
| APPLIED MATERIALS INC. | March 7, 2024 | Shareholder proposal requesting that Applied Materials prepare a report disclosing Applied Materials' policy and procedures governing lobbying and payments by Applied Materials used for lobbying. | Other Social Issues | Shareholder | Against | FOR | 1 |
| APPLIED MATERIALS INC. | March 7, 2024 | Shareholder proposal requesting that Applied Materials report on quantitative median and adjusted pay gaps across race and gender. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| APPLIED THERAPEUTICS INC. | June 6, 2024 | Election of Directors: Dr. Jay S. Skyler | Director Elections | Board | WITHHOLD | 1 | |
| APPLIED THERAPEUTICS INC. | June 6, 2024 | Election of Directors: Joel S. Marcus | Director Elections | Board | WITHHOLD | 1 | |
| APYX MEDICAL CORP. | August 10, 2023 | The approval of the 2023 Share Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| ARISTA NETWORKS INC. | June 7, 2024 | Approval of the Amended, Restated and Extended 2014 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| ARISTA NETWORKS INC. | June 7, 2024 | Election of Directors: Kenneth Duda | Director Elections | Board | WITHHOLD | 1 | |
| ARISTA NETWORKS INC. | June 7, 2024 | Ratification of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: Alan L. Tallis | Director Elections | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: Amish Gupta | Director Elections | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: Frederick J. Kleisner | Director Elections | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: J. Robison Hays, III | Director Elections | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: Kamal Jafarnia | Director Elections | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: Monty J. Bennett | Director Elections | Board | AGAINST | 1 | |
| ASHFORD HOSPITALITY TRUST INC. | May 14, 2024 | Election of Directors: Sheri L. Pantermuehl | Director Elections | Board | AGAINST | 1 | |
| ATHIRA PHARMA INC. | May 23, 2024 | Election of Class I Directors: Barbara Kosacz | Director Elections | Board | WITHHOLD | 1 | |
| ATHIRA PHARMA INC. | May 23, 2024 | Election of Class I Directors: Michael Panzara | Director Elections | Board | WITHHOLD | 1 | |
| AUTONATION INC. | April 24, 2024 | Approval of the AutoNation, Inc. 2024 Non-Employee Director Equity Plan. | Compensation | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Election of Directors: David B. Edelson | Director Elections | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Election of Directors: G. Mike Mikan | Director Elections | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Election of Directors: Jacqueline A. Travisano | Director Elections | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Election of Directors: Michael Manley | Director Elections | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Election of Directors: Rick L. Burdick | Director Elections | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Election of Directors: Robert R. Grusky | Director Elections | Board | AGAINST | 1 | |
| AUTONATION INC. | April 24, 2024 | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| AVNET INC. | November 16, 2023 | Election of Directors: James A. Lawrence | Director Elections | Board | AGAINST | 1 | |
| AVNET INC. | November 16, 2023 | Ratification of appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending June 29, 2024. | Audit-related | Board | AGAINST | 1 | |
| AVROBIO INC. | June 11, 2024 | The ESPP Proposal - To approve the Tectonic Therapeutic, Inc. 2024 Employee Stock Purchase Plan, in the form attached as Annex J to the accompanying proxy statement/prospectus. | Compensation | Board | AGAINST | 1 | |
| AVROBIO INC. | June 11, 2024 | The Incentive Plan Proposal - To approve the Tectonic Therapeutic, Inc. 2024 Equity Incentive Plan, in the form attached as Annex I to the accompanying proxy statement/prospectus. | Compensation | Board | AGAINST | 1 | |
| BANCO DE CHILE SA | March 28, 2024 | Elect Director | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution) | Say-on-Pay | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Arnold W. Donald | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Brian T. Moynihan | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Clayton S. Rose | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Linda P. Hudson | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Lionel L. Nowell III | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Monica C. Lozano | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Election of Directors: Sharon L. Allen | Director Elections | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Ratifying the appointment of our independent registered public accounting firm for 2024 | Audit-related | Board | AGAINST | 1 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Shareholder proposal requesting changes to executive compensation program | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
| BARNES & NOBLE EDUCATION INC. | October 5, 2023 | Approval of the Company's Second Amended and Restated Equity Incentive Plan to increase the number of shares authorized to be issued under the Plan. | Compensation | Board | AGAINST | 1 |
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Built November 8, 2026 from SEC Form N-PX filings.