Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| CVS HEALTH CORP. | May 16, 2024 | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| CVS HEALTH CORP. | May 16, 2024 | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| CVS HEALTH CORP. | May 16, 2024 | Stockholder Proposal Requesting an Independent, Third Party Worker Rights Assessment and Report. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| CYTOSORBENTS CORP. | June 6, 2024 | To approve the amendment and restatement of the Company's 2014 Long-Term Incentive Plan (the "2014 Long-Term Incentive Plan," or "Plan"). | Compensation | Board | AGAINST | 1 | |
| D.R. HORTON INC. | January 17, 2024 | Approval of our 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| D.R. HORTON INC. | January 17, 2024 | Election of directors: Brad S. Anderson | Director Elections | Board | AGAINST | 1 | |
| D.R. HORTON INC. | January 17, 2024 | Election of directors: David V. Auld | Director Elections | Board | AGAINST | 1 | |
| D.R. HORTON INC. | January 17, 2024 | Election of directors: Donald R. Horton | Director Elections | Board | AGAINST | 1 | |
| D.R. HORTON INC. | January 17, 2024 | Election of directors: Michael R. Buchanan | Director Elections | Board | AGAINST | 1 | |
| D.R. HORTON INC. | January 17, 2024 | Election of directors: Paul J. Romanowski | Director Elections | Board | AGAINST | 1 | |
| DARIOHEALTH CORP. | June 25, 2024 | To consider and vote to amend the Company's 2020 Equity Compensation Plan. | Compensation | Board | AGAINST | 1 | |
| DEERE & CO. | February 28, 2024 | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2024 | Audit-related | Board | AGAINST | 1 | |
| DEERE & CO. | February 28, 2024 | Vote on Directors: Clayton M. Jones | Director Elections | Board | AGAINST | 1 | |
| DEERE & CO. | February 28, 2024 | Vote on Directors: John C. May | Director Elections | Board | AGAINST | 1 | |
| DEERE & CO. | February 28, 2024 | Vote on Directors: Sherry M. Smith | Director Elections | Board | AGAINST | 1 | |
| DELL TECHNOLOGIES INC. | June 27, 2024 | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending January 31, 2025 | Audit-related | Board | AGAINST | 1 | |
| DELTA AIR LINES INC. | June 20, 2024 | Election of Nominees for Director: David G. DeWalt | Director Elections | Board | AGAINST | 1 | |
| DELTA AIR LINES INC. | June 20, 2024 | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| DELTA AIR LINES INC. | June 20, 2024 | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| DIANTHUS THERAPEUTICS INC. | May 23, 2024 | To approve an amendment and restatement of the Amended and Restated Dianthus Therapeutics, Inc. Stock Option and Incentive Plan; and | Compensation | Board | AGAINST | 1 | |
| DICK'S SPORTING GOODS INC. | June 12, 2024 | Election of Directors, each for a term that expires in 2025: Edward W. Stack | Director Elections | Board | WITHHOLD | 1 | |
| DICK'S SPORTING GOODS INC. | June 12, 2024 | Election of Directors, each for a term that expires in 2025: Emanuel Chirico | Director Elections | Board | WITHHOLD | 1 | |
| DICK'S SPORTING GOODS INC. | June 12, 2024 | Election of Directors, each for a term that expires in 2025: Lauren R. Hobart | Director Elections | Board | WITHHOLD | 1 | |
| DICK'S SPORTING GOODS INC. | June 12, 2024 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2024. | Audit-related | Board | AGAINST | 1 | |
| DROPBOX INC. | May 16, 2024 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024; and | Audit-related | Board | AGAINST | 1 | |
| EBAY INC. | June 20, 2024 | Ratification of appointment of independent auditors. | Audit-related | Board | AGAINST | 1 | |
| EBET INC. | July 26, 2023 | To approve an amendment to the Company's 2020 Stock Plan to increase the number of shares of common stock authorized for issuance under the 2020 Stock Plan by 2,500,000 shares. | Compensation | Board | AGAINST | 1 | |
| EBET INC. | July 26, 2023 | To approve an amendment to the Company's articles of incorporation to increase the total number of authorized shares of common stock from 100,000,000 shares to 500,000,000 shares. | Capital Structure | Board | AGAINST | 1 | |
| ELECTRONIC ARTS INC. | August 10, 2023 | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| ELEVANCE HEALTH INC. | May 15, 2024 | Advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| ELEVANCE HEALTH INC. | May 15, 2024 | Election of Directors: Ramiro G. Peru | Director Elections | Board | AGAINST | 1 | |
| ELEVANCE HEALTH INC. | May 15, 2024 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| ELI LILLY AND CO. | May 6, 2024 | Election of the following directors, each to serve a three-year term: J. Erik Fyrwald | Director Elections | Board | AGAINST | 1 | |
| ELI LILLY AND CO. | May 6, 2024 | Election of the following directors, each to serve a three-year term: Katherine Baicker, Ph.D. | Director Elections | Board | AGAINST | 1 | |
| ELI LILLY AND CO. | May 6, 2024 | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2024. | Audit-related | Board | AGAINST | 1 | |
| ELI LILLY AND CO. | May 6, 2024 | Shareholder proposal to adopt a comprehensive human rights policy | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| ELI LILLY AND CO. | May 6, 2024 | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Other Social Issues | Shareholder | Against | FOR | 1 |
| ELIEM THERAPEUTICS INC. | June 26, 2024 | To elect of the following directors to the Eliem board of directors and to hold office until the 2027 annual meeting of stockholders; and: Andrew Levin, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| FACTSET RESEARCH SYSTEMS INC. | December 14, 2023 | To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31,2024. | Audit-related | Board | AGAINST | 1 | |
| FATHOM HOLDINGS INC. | August 28, 2023 | To approve an amendment to the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan to increase the share reserve by 1,700,000 shares of common stock. | Compensation | Board | AGAINST | 1 | |
| FORTRESS BIOTECH INC. | May 23, 2024 | Amendment of the 2013 Stock Incentive Plan, as amended, of Fortress Biotech, Inc. to increase the number of shares of Common Stock issuable thereunder by 10,000,000 and increase the annual share limit for participants pursuant to grants of stock options and stock appreciation rights. | Compensation | Board | AGAINST | 1 | |
| FORTRESS BIOTECH INC. | May 23, 2024 | Amendment of the Amended and Restated Long Term Incentive Plan to extend the term of the plan to July 15, 2035 and to make certain related changes. | Compensation | Board | AGAINST | 1 | |
| FORTRESS BIOTECH INC. | May 23, 2024 | Election of Directors: Michael S. Weiss | Director Elections | Board | AGAINST | 1 | |
| FREQUENCY THERAPEUTICS INC. | November 3, 2023 | To approve the 2023 Employee Stock Purchase Plan a copy of which is attached as Annex J to the accompanying proxy statement/prospectus. | Compensation | Board | AGAINST | 1 | |
| FREQUENCY THERAPEUTICS INC. | November 3, 2023 | To approve the 2023 Stock Option and Incentive Plan a copy of which is attached as Annex I to the accompanying proxy statement/prospectus. | Compensation | Board | AGAINST | 1 | |
| FREQUENCY THERAPEUTICS INC. | November 3, 2023 | To elect David L. Lucchino as a Class I director to hold office until the annual meeting of stockholders to be held in 2026 and until his respective successor has been duly elected and qualified or until his earlier death, resignation or removal; | Director Elections | Board | WITHHOLD | 1 | |
| GENERAL DYNAMICS CORP. | May 1, 2024 | Advisory Vote on the Selection of Independent Auditors | Audit-related | Board | AGAINST | 1 | |
| GENERAL DYNAMICS CORP. | May 1, 2024 | Advisory Vote to Approve Executive Compensation | Say-on-Pay | Board | AGAINST | 1 | |
| GENERAL DYNAMICS CORP. | May 1, 2024 | Election of Directors: Phebe N. Novakovic | Director Elections | Board | AGAINST | 1 | |
| GENERAL MILLS INC. | September 26, 2023 | Election of Directors: Jeffrey L. Harmening | Director Elections | Board | AGAINST | 1 | |
| GENERAL MILLS INC. | September 26, 2023 | Election of Directors: R. Kerry Clark | Director Elections | Board | AGAINST | 1 | |
| GENERAL MILLS INC. | September 26, 2023 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Audit-related | Board | AGAINST | 1 | |
| GILEAD SCIENCES INC. | May 8, 2024 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| GRAPHITE BIO INC. | July 19, 2023 | Election of Directors: Abraham Bassan | Director Elections | Board | WITHHOLD | 1 | |
| GRAPHITE BIO INC. | July 19, 2023 | Election of Directors: Jo Viney, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| GRAPHITE BIO INC. | July 19, 2023 | Election of Directors: Matthew Porteus, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| GREENWICH LIFESCIENCES INC. | December 15, 2023 | Election of Directors Nominees: David B. McWilliams | Director Elections | Board | WITHHOLD | 1 | |
| GREENWICH LIFESCIENCES INC. | December 15, 2023 | Election of Directors Nominees: Eric Rothe | Director Elections | Board | WITHHOLD | 1 | |
| GREENWICH LIFESCIENCES INC. | December 15, 2023 | Election of Directors Nominees: F. Joseph Daugherty, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| GREENWICH LIFESCIENCES INC. | December 15, 2023 | Election of Directors Nominees: Kenneth Hallock | Director Elections | Board | WITHHOLD | 1 | |
| GREENWICH LIFESCIENCES INC. | December 15, 2023 | Election of Directors Nominees: Snehal S. Patel | Director Elections | Board | WITHHOLD | 1 | |
| GROUPON INC. | June 12, 2024 | To approve an amendment of the Groupon, Inc. 2011 Incentive Plan, as amended to increase the number of authorized shares thereunder. | Compensation | Board | AGAINST | 1 | |
| GROUPON INC. | June 12, 2024 | To elect five directors from the nominees named in the proxy statement: Theodore Leonsis | Director Elections | Board | WITHHOLD | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Aurelio Perez Alonso as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Fernando Chico Pardo as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Francisco Garza Zambrano as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Guillermo Ortiz Martinez as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Jose Antonio Perez Anton as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Pablo Chico Hernandez as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Rasmus Christiansen as Director | Director Elections | Board | AGAINST | 1 | |
| GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | April 24, 2024 | Elect/Ratify Ricardo Guajardo Touche as Director | Director Elections | Board | AGAINST | 1 | |
| GT BIOPHARMA INC. | June 25, 2024 | Election of the following four nominees as directors for a one-year term: Bruce Wendel | Director Elections | Board | WITHHOLD | 1 | |
| HARTFORD FINANCIAL SERVICES GROUP INC. | May 15, 2024 | Election of Directors: Christopher J. Swift | Director Elections | Board | AGAINST | 1 | |
| HARTFORD FINANCIAL SERVICES GROUP INC. | May 15, 2024 | Election of Directors: Trevor Fetter | Director Elections | Board | AGAINST | 1 | |
| HARTFORD FINANCIAL SERVICES GROUP INC. | May 15, 2024 | Election of Directors: Virginia P. Ruesterholz | Director Elections | Board | AGAINST | 1 | |
| HARTFORD FINANCIAL SERVICES GROUP INC. | May 15, 2024 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2024 | Audit-related | Board | AGAINST | 1 | |
| HCA HEALTHCARE INC. | April 25, 2024 | Election of Directors: Samuel N. Hazen | Director Elections | Board | AGAINST | 1 | |
| HCA HEALTHCARE INC. | April 25, 2024 | Election of Directors: Thomas F. Frist III | Director Elections | Board | AGAINST | 1 | |
| HCA HEALTHCARE INC. | April 25, 2024 | Election of Directors: Wayne J. Riley M.D. | Director Elections | Board | AGAINST | 1 | |
| HCA HEALTHCARE INC. | April 25, 2024 | Election of Directors: William R. Frist | Director Elections | Board | AGAINST | 1 | |
| HCA HEALTHCARE INC. | April 25, 2024 | Stockholder proposal, if properly presented at the meeting, regarding report on risk mitigation regarding state restrictions for emergency abortions. | Other Social Issues | Shareholder | Against | FOR | 1 |
| HCA HEALTHCARE INC. | April 25, 2024 | Stockholder proposal, if property presented at the meeting, regarding report on maternal health outcomes. | Other Social Issues | Shareholder | Against | FOR | 1 |
| HCA HEALTHCARE INC. | April 25, 2024 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| HOLOGIC INC. | March 7, 2024 | Election of Directors: Christiana Stamoulis | Director Elections | Board | AGAINST | 1 | |
| HOLOGIC INC. | March 7, 2024 | Election of Directors: Sally W. Crawford | Director Elections | Board | AGAINST | 1 | |
| HOLOGIC INC. | March 7, 2024 | Election of Directors: Stephen P. MacMillan | Director Elections | Board | AGAINST | 1 | |
| HOLOGIC INC. | March 7, 2024 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2024. | Audit-related | Board | AGAINST | 1 | |
| HOME DEPOT INC. | May 16, 2024 | Election of Directors: Ari Bousbib | Director Elections | Board | AGAINST | 1 | |
| HOME DEPOT INC. | May 16, 2024 | Election of Directors: Edward P. Decker | Director Elections | Board | AGAINST | 1 | |
| HOME DEPOT INC. | May 16, 2024 | Election of Directors: Gregory D. Brenneman | Director Elections | Board | AGAINST | 1 | |
| HOME DEPOT INC. | May 16, 2024 | Election of Directors: J. Frank Brown | Director Elections | Board | AGAINST | 1 | |
| HOME DEPOT INC. | May 16, 2024 | Ratification of the Appointment of KPMG LLP | Audit-related | Board | AGAINST | 1 | |
| HOME DEPOT INC. | May 16, 2024 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Other Social Issues | Shareholder | Against | FOR | 1 |
| HOME DEPOT INC. | May 16, 2024 | Shareholder Proposal Regarding a Report on Biodiversity Impact and Dependency Assessment | Environment or Climate | Shareholder | Against | FOR | 1 |
| HOMOLOGY MEDICINES INC. | March 15, 2024 | To approve the 2024 Employee Stock Purchase Plan, a copy of which is attached as Annex J to the accompanying proxy statement/prospectus, or the ESPP Proposal; and | Compensation | Board | AGAINST | 1 | |
| HOMOLOGY MEDICINES INC. | March 15, 2024 | To approve the 2024 Stock Option and Incentive Plan, a copy of which is attached as Annex I to the accompanying proxy statement/prospectus, or the Stock Option and Incentive Plan Proposal; | Compensation | Board | AGAINST | 1 | |
| HONEST COMPANY INC. | May 22, 2024 | Election of three Class III directors to the Board of Directors, each to hold office until the 2027 annual meeting of stockholders and until his or her successor has been duly elected and qualified: Katherine Bayne | Director Elections | Board | WITHHOLD | 1 | |
| HOOKIPA PHARMA INC. | June 17, 2024 | Election of Class II Directors: Timothy Reilly | Director Elections | Board | WITHHOLD | 1 | |
| HOULIHAN LOKEY INC. | September 20, 2023 | To elect three Class II directors to our board of directors: Cyrus D. Walker | Director Elections | Board | WITHHOLD | 1 | |
| HOULIHAN LOKEY INC. | September 20, 2023 | To elect three Class II directors to our board of directors: Irwin N. Gold | Director Elections | Board | WITHHOLD | 1 |
← Previous Page 29 of 33 Next →
← Back to Guggenheim 2023-2024 overview
Built November 8, 2026 from SEC Form N-PX filings.