Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| HP INC. | April 22, 2024 | To approve the Fourth Amended and Restated HP Inc. 2004 Stock Incentive Plan | Compensation | Board | AGAINST | 1 | |
| HP INC. | April 22, 2024 | To approve, on an advisory basis, HP Inc.'s named executive officer compensation | Say-on-Pay | Board | AGAINST | 1 | |
| HP INC. | April 22, 2024 | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2024 | Audit-related | Board | AGAINST | 1 | |
| HUMANA INC. | April 18, 2024 | Election of Directors: Frank A. D'Amelio | Director Elections | Board | AGAINST | 1 | |
| HUMANA INC. | April 18, 2024 | Election of Directors: Kurt J. Hilzinger | Director Elections | Board | AGAINST | 1 | |
| HUMANA INC. | April 18, 2024 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Audit-related | Board | AGAINST | 1 | |
| HYDROFARM HOLDINGS GROUP INC. | June 6, 2024 | To elect two (2) class I directors to serve three-year terms expiring in 2027: Patrick Chung | Director Elections | Board | WITHHOLD | 1 | |
| IBIO INC. | November 27, 2023 | To approve the adoption of the iBio, Inc. 2023 Omnibus Plan. | Compensation | Board | AGAINST | 1 | |
| IDEANOMICS INC. | December 22, 2023 | Approval of the amendment and restatement of our 2010 Equity Incentive Plan, a copy of such amended and restated plan is included as Appendix A to this proxy statement (the "Plan"), to increase the number of shares authorized for issuance under the Plan to 37,500,00; | Compensation | Board | AGAINST | 1 | |
| IDEANOMICS INC. | December 22, 2023 | Approval of the issuance of securities in one or more non-public offerings where the maximum discount at which securities will be offered will be equivalent to a discount of 20% below the market price of our shares of Common Stock, or such lower amount as permitted by Nasdaq, in accordance with Nasdaq Listing Rules 5635(b) and 5635(d); | Capital Structure | Board | AGAINST | 1 | |
| IDENTIV INC. | June 28, 2024 | To approve an amendment to our 2011 Incentive Compensation Plan, to increase the number of authorized shares of common stock available for issuance thereunder by 1,500,000 shares and to extend the term of the plan through 2034; | Compensation | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Approval of the Illinois Tool Works Inc. 2024 Long-Term Incentive Plan; | Compensation | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: Christopher A. O'Herlihy | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: Daniel J. Brutto | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: David B. Smith, Jr. | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: E. Scott Santi | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: James W. Griffith | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: Pamela B. Strobel | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Election of Directors: Susan Crown | Director Elections | Board | AGAINST | 1 | |
| ILLINOIS TOOL WORKS INC. | May 3, 2024 | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2024; and | Audit-related | Board | AGAINST | 1 | |
| INDUSTRIAL LOGISTICS PROPERTIES TRUST | May 30, 2024 | Election of Trustees: Nominees (for Independent Trustee): Kevin C. Phelan | Director Elections | Board | WITHHOLD | 1 | |
| INDUSTRIAL LOGISTICS PROPERTIES TRUST | May 30, 2024 | Election of Trustees: Nominees (for Independent Trustee): Lisa Harris Jones | Director Elections | Board | WITHHOLD | 1 | |
| INDUSTRIAL LOGISTICS PROPERTIES TRUST | May 30, 2024 | Nominees (for Managing Trustee): Adam D. Portnoy | Director Elections | Board | WITHHOLD | 1 | |
| INOTIV INC. | March 14, 2024 | Election of Directors: David Landman | Director Elections | Board | WITHHOLD | 1 | |
| INOTIV INC. | March 14, 2024 | Election of Directors: John E. Sagartz, DVM, Ph.D., DACVP | Director Elections | Board | WITHHOLD | 1 | |
| JABIL INC. | January 25, 2024 | Ratify the appointment of Ernst & Young LLP as Jabil's independent registered public accounting firm for the fiscal year ending August 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| JFROG LTD. | May 20, 2024 | Election of Directors: Jessica Neal | Director Elections | Board | AGAINST | 1 | |
| JFROG LTD. | May 20, 2024 | Election of Directors: Shlomi Ben Haim | Director Elections | Board | AGAINST | 1 | |
| JFROG LTD. | May 20, 2024 | Election of Directors: Yvonne Wassenaar | Director Elections | Board | AGAINST | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Advisory resolution to approve executive compensation | Say-on-Pay | Board | AGAINST | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Election of directors: James Dimon | Director Elections | Board | AGAINST | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Election of directors: Stephen B. Burke | Director Elections | Board | AGAINST | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Election of directors: Todd A. Combs | Director Elections | Board | AGAINST | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Proxy voting alignment | Environment or Climate | Shareholder | Against | FOR | 1 |
| JPMORGAN CHASE & CO. | May 21, 2024 | Ratification of independent registered public accounting firm | Audit-related | Board | AGAINST | 1 | |
| JPMORGAN CHASE & CO. | May 21, 2024 | Report on due diligence in conflict-affected and high-risk areas | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| KANZHUN LTD. | June 28, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| KANZHUN LTD. | June 28, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 1 | |
| KANZHUN LTD. | June 28, 2024 | Elect Director Peng Zhao | Director Elections | Board | AGAINST | 1 | |
| KANZHUN LTD. | June 28, 2024 | Elect Director Tao Zhang | Director Elections | Board | AGAINST | 1 | |
| KANZHUN LTD. | June 28, 2024 | Elect Director Xiehua Wang | Director Elections | Board | AGAINST | 1 | |
| KE HOLDINGS INC. | June 14, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| KE HOLDINGS INC. | June 14, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 1 | |
| KE HOLDINGS INC. | June 14, 2024 | Elect Director Yigang Shan | Director Elections | Board | AGAINST | 1 | |
| KE HOLDINGS INC. | June 14, 2024 | Elect Director Yongdong Peng | Director Elections | Board | AGAINST | 1 | |
| KLA CORP. | November 1, 2023 | To approve our 2023 Incentive Award Plan. | Compensation | Board | AGAINST | 1 | |
| KLA CORP. | November 1, 2023 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2024. | Audit-related | Board | AGAINST | 1 | |
| KOPIN CORP. | June 6, 2024 | Proposal to amend the Company's 2020 Equity Incentive Plan to increase the number of shares of our Common Stock authorized for issuance thereunder from 11,000,000 to 14,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| KRONOS BIO INC. | June 25, 2024 | Election of Directors: Roger Danse, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| KRONOS BIO INC. | June 25, 2024 | Election of Directors: Taiyin Yang, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| LAIRD SUPERFOOD INC. | December 19, 2023 | Approval of the Redomestication in Nevada by Conversion. | Extraordinary Transactions | Board | AGAINST | 1 | |
| LAIRD SUPERFOOD INC. | June 27, 2024 | Approval of the First Amendment to the Laird Superfood, Inc. 2020 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| LAIRD SUPERFOOD INC. | June 27, 2024 | Election of Directors: Maile Naylor | Director Elections | Board | WITHHOLD | 1 | |
| LAM RESEARCH CORP. | November 7, 2023 | Election of Directors: Abhijit Y. Talwalkar | Director Elections | Board | AGAINST | 1 | |
| LAM RESEARCH CORP. | November 7, 2023 | Election of Directors: Eric K. Brandt | Director Elections | Board | AGAINST | 1 | |
| LAM RESEARCH CORP. | November 7, 2023 | Election of Directors: Michael R. Cannon | Director Elections | Board | AGAINST | 1 | |
| LAM RESEARCH CORP. | November 7, 2023 | Election of Directors: Timothy M. Archer | Director Elections | Board | AGAINST | 1 | |
| LAM RESEARCH CORP. | November 7, 2023 | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2024. | Audit-related | Board | AGAINST | 1 | |
| LEAR CORP. | May 16, 2024 | Election of Directors: Conrad L. Mallett, Jr. | Director Elections | Board | AGAINST | 1 | |
| LEAR CORP. | May 16, 2024 | Election of Directors: Greg C. Smith | Director Elections | Board | AGAINST | 1 | |
| LEAR CORP. | May 16, 2024 | Election of Directors: Jonathan F. Foster | Director Elections | Board | AGAINST | 1 | |
| LEAR CORP. | May 16, 2024 | Election of Directors: Kathleen A. Ligocki | Director Elections | Board | AGAINST | 1 | |
| LEAR CORP. | May 16, 2024 | Election of Directors: Raymond E. Scott | Director Elections | Board | AGAINST | 1 | |
| LEAR CORP. | May 16, 2024 | Ratification of the retention of Ernst & Young LLP as Lear Corporation's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| LIBERTY TRIPADVISOR HOLDINGS INC. | June 10, 2024 | Election of Directors: Gregory B. Maffei | Director Elections | Board | WITHHOLD | 1 | |
| LIBERTY TRIPADVISOR HOLDINGS INC. | June 10, 2024 | Election of Directors: Michael J. Malone | Director Elections | Board | WITHHOLD | 1 | |
| LIVEONE INC. | September 14, 2023 | Election of Directors: Bridget Baker | Director Elections | Board | WITHHOLD | 1 | |
| LIVEONE INC. | September 14, 2023 | Election of Directors: Craig Foster | Director Elections | Board | WITHHOLD | 1 | |
| LIVEONE INC. | September 14, 2023 | Election of Directors: Jay Krigsman | Director Elections | Board | WITHHOLD | 1 | |
| LIVEONE INC. | September 14, 2023 | Election of Directors: Kenneth Solomon | Director Elections | Board | WITHHOLD | 1 | |
| LIVEONE INC. | September 14, 2023 | Election of Directors: Patrick Wachsberger | Director Elections | Board | WITHHOLD | 1 | |
| LIVEONE INC. | September 14, 2023 | Election of Directors: Ramin Arani | Director Elections | Board | WITHHOLD | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Say-on-Pay | Board | AGAINST | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Election of Directors: David B. Burritt | Director Elections | Board | AGAINST | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Election of Directors: James D. Taiclet | Director Elections | Board | AGAINST | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Election of Directors: Thomas J. Falk | Director Elections | Board | AGAINST | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Ratification of the Appointment of Ernst & Young LLP (EY) as our Independent Auditors for 2024 | Audit-related | Board | AGAINST | 1 | |
| LOCKHEED MARTIN CORP. | May 2, 2024 | Stockholder Proposal Requesting a Report on Alignment of Political Activities with Human Rights Policy | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| LOWE'S COMPANIES INC. | May 31, 2024 | Election of Directors: Bertram L. Scott | Director Elections | Board | WITHHOLD | 1 | |
| LOWE'S COMPANIES INC. | May 31, 2024 | Election of Directors: Marvin R. Ellison | Director Elections | Board | WITHHOLD | 1 | |
| LOWE'S COMPANIES INC. | May 31, 2024 | Election of Directors: Raul Alvarez | Director Elections | Board | WITHHOLD | 1 | |
| LOWE'S COMPANIES INC. | May 31, 2024 | Election of Directors: Richard W. Dreiling | Director Elections | Board | WITHHOLD | 1 | |
| LOWE'S COMPANIES INC. | May 31, 2024 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2024. | Audit-related | Board | AGAINST | 1 | |
| LULULEMON ATHLETICA INC. | June 6, 2024 | Election of Directors. Class II Nominees (to serve until 2027 annual meeting): Calvin McDonald | Director Elections | Board | AGAINST | 1 | |
| LULULEMON ATHLETICA INC. | June 6, 2024 | Election of Directors. Class II Nominees (to serve until 2027 annual meeting): Emily White | Director Elections | Board | AGAINST | 1 | |
| LULULEMON ATHLETICA INC. | June 6, 2024 | Election of Directors. Class II Nominees (to serve until 2027 annual meeting): Martha Morfitt | Director Elections | Board | AGAINST | 1 | |
| LULULEMON ATHLETICA INC. | June 6, 2024 | Shareholder proposal regarding a report on the impact of the production and sale of animal-derived products (if properly presented at the meeting). | Other Social Issues | Shareholder | Against | FOR | 1 |
| LULULEMON ATHLETICA INC. | June 6, 2024 | To ratify the selection of PricewaterhouseCoopers LLP the Company's independent registered public accounting firm for the fiscal year ending February 2,2025. | Audit-related | Board | AGAINST | 1 | |
| MAGENTA THERAPEUTICS INC. | September 8, 2023 | To elect three Class II director nominees named in the accompanying proxy statement/prospectus to Magenta's board of directors, to serve until Magenta's 2026 annual meeting of stockholders and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation or removal: Jeffrey W. Albers | Director Elections | Board | WITHHOLD | 1 | |
| MANHATTAN ASSOCIATES INC. | May 23, 2024 | Non-binding resolution to approve the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| MANHATTAN ASSOCIATES INC. | May 23, 2024 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| MASCO CORP. | May 10, 2024 | Election of Directors: John C. Plant | Director Elections | Board | AGAINST | 1 | |
| MASCO CORP. | May 10, 2024 | To approve the Company's 2024 Long Term Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| MASCO CORP. | May 10, 2024 | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2024. | Audit-related | Board | AGAINST | 1 | |
| MCKESSON CORP. | July 21, 2023 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| MCKESSON CORP. | July 21, 2023 | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2024. | Audit-related | Board | AGAINST | 1 | |
| MERCK & CO. INC. | May 28, 2024 | Election of Directors: Patricia F. Russo | Director Elections | Board | AGAINST | 1 | |
| MERCK & CO. INC. | May 28, 2024 | Election of Directors: Robert M. Davis | Director Elections | Board | AGAINST | 1 | |
| MERCK & CO. INC. | May 28, 2024 | Election of Directors: Thomas H. Glocer | Director Elections | Board | AGAINST | 1 | |
| MERCK & CO. INC. | May 28, 2024 | Ratification of the appointment of the Company's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 |
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Built November 8, 2026 from SEC Form N-PX filings.