Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| BEAM GLOBAL | August 24, 2023 | Election of Directors: Anthony Posawatz | Director Elections | Board | WITHHOLD | 1 | |
| BEAM GLOBAL | August 24, 2023 | Election of Directors: Peter Davidson | Director Elections | Board | WITHHOLD | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 10 - Ordinary Resolution THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 7 for a period of five years, which period will be subject to an extension on a rolling basis each year. | Capital Structure | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 11 - Ordinary Resolution THAT the grant of restricted share units ("RSUs") with a grant date fair value of US$6,000,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Compensation | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 13 - Ordinary Resolution THAT the grant of RSUs with a grant date fair value of US$1,333,333 to Dr. Xiaodong Wang under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Compensation | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 14 - Ordinary Resolution THAT the grant of RSUs with a grant date fair value of US$200,000 to each of the independent non-executive directors, Dr. Olivier Brandicourt, Dr. Margaret Dugan, Mr. Donald W. Glazer, Mr. Michael Goller, Mr. Anthony C. Hooper, Mr. Ranjeev Krishana, Dr. Alessandro Riva, Dr. Corazon (Corsee) D. Sanders, and Mr. Qingqing Yi, under the 2016 Plan, according to the terms and conditions described in the Proxy Statement, be and is hereby approved. | Compensation | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 15 - Ordinary Resolution THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | Say-on-Pay | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 17(a) - Ordinary Resolution THAT the Third Amended and Restated 2016 Share Option and Incentive Plan of the Company, as described in the Proxy Statement, be and is hereby approved. | Compensation | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 7 - Ordinary Resolution THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares ("ADSs") (including any sale or transfer of treasury shares (which shall have the meaning ascribed to it under the HK Listing Rules coming into effect on June 11, 2024) out of treasury) not exceeding 20% of the total number of issued shares of the Company (excluding treasury shares) as of the date of passing of this ordinary resolution up to the next annual general meeting of shareholders of the Company be and is hereby approved. | Capital Structure | Board | AGAINST | 1 | |
| BEIGENE LTD. | June 5, 2024 | Resolution 9 - Ordinary Resolution THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the "Existing Shareholders"), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 7 for a period of five years, which period will be subject to an extension on a rolling basis each year. | Capital Structure | Board | AGAINST | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Ajit Jain | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Christopher C. Davis | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Gregory E. Abel | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Howard G. Buffett | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Meryl B. Witmer | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Ronald L. Olson | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Susan A. Buffett | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Wallace R. Weitz | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Warren E. Buffett | Director Elections | Board | WITHHOLD | 1 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Shareholder proposal requesting that the Board of Directors disclose in a consolidated annual report GHG emissions data by scope, as well as progress toward its net-zero decarbonization goal, for Berkshire Hathaway Energy. | Environment or Climate | Shareholder | Against | FOR | 1 |
| BIODESIX INC. | May 21, 2024 | To elect the three Class I directors named in this proxy statement to hold office until the 2027 annual meeting of stockholders; Jon Faiz Kayyem, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| BLACKROCK MUNICIPAL INCOME FUND INC. | July 31, 2023 | To Elect Board Member Nominees: John M. Perlowski | Director Elections | Board | WITHHOLD | 1 | |
| BLACKROCK MUNICIPAL INCOME FUND INC. | July 31, 2023 | To Elect Board Member Nominees: Lorenzo A. Flores | Director Elections | Board | WITHHOLD | 1 | |
| BLACKROCK MUNICIPAL INCOME FUND INC. | July 31, 2023 | To Elect Board Member Nominees: R. Glenn Hubbard | Director Elections | Board | WITHHOLD | 1 | |
| BOLT BIOTHERAPEUTICS INC. | June 12, 2024 | To elect each of the Board's two nominees as a Class III director to serve until the 2027 Annual Meeting of Stockholders: Kathleen LaPorte | Director Elections | Board | WITHHOLD | 1 | |
| BOOKING HOLDINGS INC. | June 4, 2024 | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| BOOKING HOLDINGS INC. | June 4, 2024 | Stockholder proposal requesting a non-binding stockholder vote regarding reproductive rights and data privacy. | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| BORGWARNER INC. | April 24, 2024 | Approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| BORGWARNER INC. | April 24, 2024 | Election of Directors: Alexis P. Michas | Director Elections | Board | AGAINST | 1 | |
| BORGWARNER INC. | April 24, 2024 | Ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for 2024. | Audit-related | Board | AGAINST | 1 | |
| BRISTOL-MYERS SQUIBB CO. | May 7, 2024 | Election of Directors: Christopher S. Boerner, Ph.D. | Director Elections | Board | AGAINST | 1 | |
| BRISTOL-MYERS SQUIBB CO. | May 7, 2024 | Ratification of the Appointment of an Independent Registered Public Accounting Firm | Audit-related | Board | AGAINST | 1 | |
| BROADCOM INC. | April 22, 2024 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending November 3, 2024. | Audit-related | Board | AGAINST | 1 | |
| BRUNSWICK CORP. | May 1, 2024 | The ratification of the Audit and Finance Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| C4 THERAPEUTICS INC. | June 20, 2024 | To elect three Class I directors to our Board of Directors, each to serve until the 2027 Annual Meeting of Stockholders and until his/her successor has been duly elected and qualified, or until his/her earlier resignation or removal: Kenneth Anderson, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| CADENCE DESIGN SYSTEMS INC. | May 2, 2024 | Election of Directors: Alberto Sangiovanni-Vincentelli | Director Elections | Board | AGAINST | 1 | |
| CADENCE DESIGN SYSTEMS INC. | May 2, 2024 | Election of Directors: Anirudh Devgan | Director Elections | Board | AGAINST | 1 | |
| CADENCE DESIGN SYSTEMS INC. | May 2, 2024 | Election of Directors: James D. Plummer | Director Elections | Board | AGAINST | 1 | |
| CADENCE DESIGN SYSTEMS INC. | May 2, 2024 | Election of Directors: Young K. Sohn | Director Elections | Board | AGAINST | 1 | |
| CALAMP CORP. | July 26, 2023 | To approve a proposed amendment of the Company's Certificate of Incorporation to increase the number of authorized shares of common stock by 100,000,000 shares to 180,000,000 shares. | Capital Structure | Board | AGAINST | 1 | |
| CANOO INC. | December 29, 2023 | Election of Directors: Josette Sheeran | Director Elections | Board | WITHHOLD | 1 | |
| CANOO INC. | December 29, 2023 | Election of Directors: Tony Aquila | Director Elections | Board | WITHHOLD | 1 | |
| CANOO INC. | February 29, 2024 | To approve the issuance to Tony Aquila, our Executive Chair and Chief Executive Officer of (x) a performance-vesting restricted stock unit award representing the right to receive 39,382,767 shares of our Common Stock, 50% of which may vest based on the achievement of certain cumulative Company revenue milestones for the twelve months ended December 31, 2024 and for the twenty-four months ended December 31, 2025, and 50% of which may vest based on certain thresholds relating to the volume weighted average trading price of our Common Stock any time during the twelve months ended December 31, 2024 and the twenty-four months ended December 31, 2025, subject to continuous service requirements through the applicable service vesting date (in each instance, subject to any adjustments to our stock price, including the effectuation of the reverse stock split contemplated by the Reverse Stock Split Proposal) and (y) a restricted stock unit award representing the right to receive 78,765,530 shares of our Common Stock, the initial 50% of which will vest immediately and the latter 50% of which will vest in equal increments on January 1, 2025 and January 1, 2026 (the "CEO Equity Awards Proposal"). If approved, the issuance of the CEO Equity Awards would be outside of the Canoo Inc. 2020 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Approval and adoption of the Capital One Financial Corporation Amended and Restated 2002 Associate Stock Purchase Plan. | Compensation | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Election of Directors: Ann Fritz Hackett | Director Elections | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Election of Directors: Mayo A. Shattuck III | Director Elections | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Election of Directors: Peter E. Raskind | Director Elections | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Election of Directors: Richard D. Fairbank | Director Elections | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| CAPITAL ONE FINANCIAL CORP. | May 2, 2024 | Stockholder proposal requesting setting of near - and long-term greenhouse gas emission reduction targets. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| CATERPILLAR INC. | June 12, 2024 | Advisory Vote to Approve Executive Compensation | Say-on-Pay | Board | AGAINST | 1 | |
| CATERPILLAR INC. | June 12, 2024 | Election of Directors: D. James Umpleby III | Director Elections | Board | AGAINST | 1 | |
| CATERPILLAR INC. | June 12, 2024 | Election of Directors: Daniel M. Dickinson | Director Elections | Board | AGAINST | 1 | |
| CATERPILLAR INC. | June 12, 2024 | Election of Directors: Susan C. Schwab | Director Elections | Board | AGAINST | 1 | |
| CATERPILLAR INC. | June 12, 2024 | Ratification of our Independent Registered Public Accounting Firm | Audit-related | Board | AGAINST | 1 | |
| CBOE GLOBAL MARKETS INC. | May 16, 2024 | Approve, in a non-binding resolution, the compensation paid to our executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| CBOE GLOBAL MARKETS INC. | May 16, 2024 | Election of Directors: Edward J. Fitzpatrick | Director Elections | Board | AGAINST | 1 | |
| CBOE GLOBAL MARKETS INC. | May 16, 2024 | Election of Directors: Fredric J. Tomczyk | Director Elections | Board | AGAINST | 1 | |
| CBOE GLOBAL MARKETS INC. | May 16, 2024 | Election of Directors: Janet P. Froetscher | Director Elections | Board | AGAINST | 1 | |
| CBOE GLOBAL MARKETS INC. | May 16, 2024 | Election of Directors: Jill R. Goodman | Director Elections | Board | AGAINST | 1 | |
| CBOE GLOBAL MARKETS INC. | May 16, 2024 | Election of Directors: Roderick A. Palmore | Director Elections | Board | AGAINST | 1 | |
| CEL-SCI CORP. | April 19, 2024 | To elect the persons who shall constitute CEL-SCI's Board of Directors for the ensuing year: Geert R. Kersten | Director Elections | Board | WITHHOLD | 1 | |
| CENTENE CORP. | May 14, 2024 | ELECTION OF DIRECTORS: Frederick H. Eppinger | Director Elections | Board | AGAINST | 1 | |
| CENTENE CORP. | May 14, 2024 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| CENTRAIS ELETRICAS BRASILEIRAS SA | April 26, 2024 | Amend Restricted Stock Plan Approved at the December 22, 2022 EGM | Compensation | Board | AGAINST | 1 | |
| CHENIERE ENERGY INC. | May 23, 2024 | Approve the Cheniere Energy, Inc. Amended and Restated 2020 Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| CHENIERE ENERGY INC. | May 23, 2024 | Election of Directors: G. Andrea Botta | Director Elections | Board | AGAINST | 1 | |
| CHENIERE ENERGY INC. | May 23, 2024 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| CIGNA GROUP | April 24, 2024 | Advisory approval of The Cigna Group's executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| CIGNA GROUP | April 24, 2024 | Election of Directors: David M. Cordani | Director Elections | Board | AGAINST | 1 | |
| CIGNA GROUP | April 24, 2024 | Election of Directors: Donna F. Zarcone | Director Elections | Board | AGAINST | 1 | |
| CIGNA GROUP | April 24, 2024 | Election of Directors: Eric J. Foss | Director Elections | Board | AGAINST | 1 | |
| CIGNA GROUP | April 24, 2024 | Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| CISCO SYSTEMS INC. | December 6, 2023 | Election of Directors: Charles H. Robbins | Director Elections | Board | AGAINST | 1 | |
| CISCO SYSTEMS INC. | December 6, 2023 | Election of Directors: Dr. Kristina M. Johnson | Director Elections | Board | AGAINST | 1 | |
| CISCO SYSTEMS INC. | December 6, 2023 | Election of Directors: Michael D. Capellas | Director Elections | Board | AGAINST | 1 | |
| CISCO SYSTEMS INC. | December 6, 2023 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2024. | Audit-related | Board | AGAINST | 1 | |
| CISCO SYSTEMS INC. | December 6, 2023 | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Other Social Issues | Shareholder | Against | FOR | 1 |
| CITIGROUP INC. | April 30, 2024 | Proposal to elect 13 Directors: Diana L. Taylor | Director Elections | Board | AGAINST | 1 | |
| CITIGROUP INC. | April 30, 2024 | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| CITIGROUP INC. | April 30, 2024 | Stockholder proposal requesting a report disclosing the Board's oversight regarding material risks associated with animal welfare. | Other Social Issues | Shareholder | Against | FOR | 1 |
| COCA-COLA FEMSA SAB DE CV | March 19, 2024 | Elect Board Chairman and Secretaries; Approve Remuneration of Directors; Verify Director's Independence Classification | Director Elections | Board | AGAINST | 1 | |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP. | June 4, 2024 | Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| COMCAST CORP. | June 10, 2024 | Advisory vote on executive compensation | Say-on-Pay | Board | AGAINST | 1 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Brian L. Roberts | Director Elections | Board | WITHHOLD | 1 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Thomas J. Baltimore, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| COMCAST CORP. | June 10, 2024 | Ratification of the appointment of our independent auditors | Audit-related | Board | AGAINST | 1 | |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP | April 25, 2024 | Elect Fiscal Council Members | Compensation | Board | ABSTAIN | 1 | |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP | April 25, 2024 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees? | Director Elections | Board | ABSTAIN | 1 | |
| COMSCORE INC. | June 12, 2024 | The approval of an amendment to the Amended and Restated 2018 Equity and Incentive Compensation Plan to increase the number of shares of the company's common stock available for grant by 900,000 | Compensation | Board | AGAINST | 1 | |
| CROWDSTRIKE HOLDINGS INC. | June 18, 2024 | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2025. | Audit-related | Board | AGAINST | 1 | |
| CUE HEALTH INC. | May 14, 2024 | Election of the Class III Directors to serve until the 2027 annual meeting of stockholders and until their respective successors are elected and qualified: Carole Faig | Director Elections | Board | AGAINST | 1 | |
| CUMMINS INC. | May 14, 2024 | Election of Directors: Jennifer W. Rumsey | Director Elections | Board | AGAINST | 1 | |
| CUMMINS INC. | May 14, 2024 | Election of Directors: Robert J. Bernhard | Director Elections | Board | AGAINST | 1 | |
| CUMMINS INC. | May 14, 2024 | Election of Directors: William I. Miller | Director Elections | Board | AGAINST | 1 | |
| CUMMINS INC. | May 14, 2024 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2024. | Audit-related | Board | AGAINST | 1 | |
| CURIOSITYSTREAM INC. | June 5, 2024 | To elect three Class I directors to hold office until the 2027 annual meeting of stockholders or until their respective successors are duly elected and qualified: Andrew Hendricks | Director Elections | Board | WITHHOLD | 1 | |
| CVS HEALTH CORP. | May 16, 2024 | Election of Directors: Anne M. Finucane | Director Elections | Board | AGAINST | 1 | |
| CVS HEALTH CORP. | May 16, 2024 | Election of Directors: C. David Brown II | Director Elections | Board | AGAINST | 1 | |
| CVS HEALTH CORP. | May 16, 2024 | Election of Directors: Jean-Pierre Millon | Director Elections | Board | AGAINST | 1 |
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Built November 8, 2026 from SEC Form N-PX filings.