Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| META MATERIALS INC. | December 11, 2023 | To approve the amendment to the 2021 Equity Incentive Plan to increase the maximum aggregate number of shares that may be subject to awards and sold under the 2021 Equity Incentive Plan by 50,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on human rights risks in non-US markets. | Other Social Issues | Shareholder | Against | FOR | 1 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on political advertising and election cycle enhanced actions. | Other Social Issues | Shareholder | Against | FOR | 1 |
| META PLATFORMS INC. | May 29, 2024 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| MICROSOFT CORP. | December 7, 2023 | Election of Directors: Satya Nadella | Director Elections | Board | AGAINST | 1 | |
| MICROSOFT CORP. | December 7, 2023 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2024. | Audit-related | Board | AGAINST | 1 | |
| MICROSOFT CORP. | December 7, 2023 | Report on AI Misinformation and Disinformation | Other Social Issues | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on Climate Risks to Retirement Plan Beneficiaries | Environment or Climate | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on Risks of Weapons Development | Other Social Issues | Shareholder | Against | FOR | 1 |
| MICROSOFT CORP. | December 7, 2023 | Report on Tax Transparency | Other Social Issues | Shareholder | Against | FOR | 1 |
| MINK THERAPEUTICS INC. | June 12, 2024 | Election of Directors: Brian Corvese | Director Elections | Board | WITHHOLD | 1 | |
| MINK THERAPEUTICS INC. | June 12, 2024 | Election of Directors: Peter Behner | Director Elections | Board | WITHHOLD | 1 | |
| MOLECULAR TEMPLATES INC. | October 27, 2023 | To elect three directors to serve three-year terms expiring in 2026: Harold E. Selick, Ph.D. | Director Elections | Board | AGAINST | 1 | |
| MONGODB INC. | June 25, 2024 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2025. | Audit-related | Board | AGAINST | 1 | |
| MOTOROLA SOLUTIONS INC. | May 14, 2024 | Advisory Approval of the Company's Executive Compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| MOTOROLA SOLUTIONS INC. | May 14, 2024 | Election of Eight Director Nominees for a One-Year Term: Gregory Q. Brown | Director Elections | Board | AGAINST | 1 | |
| MOTOROLA SOLUTIONS INC. | May 14, 2024 | Election of Eight Director Nominees for a One-Year Term: Judy C. Lewent | Director Elections | Board | AGAINST | 1 | |
| MURPHY USA INC. | May 9, 2024 | Ratification of the Appointment of Independent Registered Public Accounting Firm for fiscal 2024; | Audit-related | Board | AGAINST | 1 | |
| NATIONAL ENERGY SERVICES REUNITED CORP. | June 14, 2024 | Elect Director Antonio J. Campo Mejia | Director Elections | Board | AGAINST | 1 | |
| NEOLEUKIN THERAPEUTICS INC. | December 13, 2023 | Approve Omnibus Stock Plan | Compensation | Board | AGAINST | 1 | |
| NEOLEUKIN THERAPEUTICS INC. | December 13, 2023 | Approve Qualified Employee Stock Purchase Plan | Compensation | Board | AGAINST | 1 | |
| NEOLEUKIN THERAPEUTICS INC. | December 13, 2023 | Increase Authorized Common Stock | Capital Structure | Board | AGAINST | 1 | |
| NETAPP INC. | September 13, 2023 | Election of Directors: George Kurian | Director Elections | Board | AGAINST | 1 | |
| NETAPP INC. | September 13, 2023 | Election of Directors: George T. Shaheen | Director Elections | Board | AGAINST | 1 | |
| NETAPP INC. | September 13, 2023 | Election of Directors: Gerald Held | Director Elections | Board | AGAINST | 1 | |
| NETAPP INC. | September 13, 2023 | Election of Directors: T. Michael Nevens | Director Elections | Board | AGAINST | 1 | |
| NETAPP INC. | September 13, 2023 | To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 26, 2024. | Audit-related | Board | AGAINST | 1 | |
| NEUROCRINE BIOSCIENCES INC. | May 22, 2024 | Election of Directors: William H. Rastetter, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| NEUROCRINE BIOSCIENCES INC. | May 22, 2024 | To approve an amendment of the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 3,635,000 shares; and | Compensation | Board | AGAINST | 1 | |
| NEUROCRINE BIOSCIENCES INC. | May 22, 2024 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| NEUROGENE INC. | June 14, 2024 | Election of Class I Directors for terms expiring in 2027: Cory Freedland | Director Elections | Board | WITHHOLD | 1 | |
| NEUROGENE INC. | June 14, 2024 | Election of Class I Directors for terms expiring in 2027: Rachel McMinn | Director Elections | Board | WITHHOLD | 1 | |
| NVIDIA CORP. | June 26, 2024 | Advisory approval of our executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Election of Directors: A. Brooke Seawell | Director Elections | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Election of Directors: Harvey C. Jones | Director Elections | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Election of Directors: Jen-Hsun Huang | Director Elections | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Election of Directors: Mark A. Stevens | Director Elections | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Election of Directors: Robert K. Burgess | Director Elections | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Election of Directors: Tench Coxe | Director Elections | Board | AGAINST | 1 | |
| NVIDIA CORP. | June 26, 2024 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2025. | Audit-related | Board | AGAINST | 1 | |
| OCUGEN INC. | June 28, 2024 | The election of Class I Directors for a Three-Year Term Expiring in 2027: Junge Zhang, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| ONCOCYTE CORP. | June 28, 2024 | Election of Directors: Andrew Arno | Director Elections | Board | AGAINST | 1 | |
| ONCOCYTE CORP. | June 28, 2024 | Election of Directors: Andrew J. Last | Director Elections | Board | AGAINST | 1 | |
| ONCOCYTE CORP. | June 28, 2024 | Election of Directors: Joshua Riggs | Director Elections | Board | AGAINST | 1 | |
| ONCOCYTE CORP. | June 28, 2024 | Election of Directors: Louis E. Silverman | Director Elections | Board | AGAINST | 1 | |
| OUSTER INC. | June 21, 2024 | Approval of the Velodyne Lidar, Inc. 2020 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| OUSTER INC. | June 21, 2024 | Election of Class III Directors: Angus Pacala | Director Elections | Board | WITHHOLD | 1 | |
| OUSTER INC. | June 21, 2024 | Election of Class III Directors: Susan Heystee | Director Elections | Board | WITHHOLD | 1 | |
| OUSTER INC. | June 21, 2024 | Election of Class III Directors: Theodore L. Tewksbury, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| OWENS CORNING | April 18, 2024 | Election of Directors: Brian D. Chambers | Director Elections | Board | AGAINST | 1 | |
| OWENS CORNING | April 18, 2024 | Election of Directors: John D. Williams | Director Elections | Board | AGAINST | 1 | |
| OWENS CORNING | April 18, 2024 | Election of Directors: Suzanne P. Nimocks | Director Elections | Board | AGAINST | 1 | |
| OWENS CORNING | April 18, 2024 | Election of Directors: W. Howard Morris | Director Elections | Board | AGAINST | 1 | |
| OWENS CORNING | April 18, 2024 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| PAVMED INC. | June 20, 2024 | Election of Class B Directors: James L. Cox, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| PAYPAL HOLDINGS INC. | May 22, 2024 | Advisory Vote to Approve Named Executive Officer Compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| PAYPAL HOLDINGS INC. | May 22, 2024 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2024. | Audit-related | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Advisory approval of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Election of Directors: Alberto Weisser | Director Elections | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Election of Directors: Daniel Vasella | Director Elections | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Election of Directors: Dina Dublon | Director Elections | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Election of Directors: Ian Cook | Director Elections | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Election of Directors: Ramon L. Laguarta | Director Elections | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2024. | Audit-related | Board | AGAINST | 1 | |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Global Transparency Report. | Other Social Issues | Shareholder | Not determined | FOR | 1 |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Report on Risks Related to Biodiversity and Nature Loss. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Third-Party Assessment on Non-Sugar Sweetener Risks. | Environment or Climate | Shareholder | Not determined | FOR | 1 |
| PEPSICO INC. | May 1, 2024 | Shareholder Proposal - Third-Party Racial Equity Audit. | Diversity, Equity, and Inclusion | Shareholder | Not determined | FOR | 1 |
| PINTEREST INC. | May 23, 2024 | Ratify the audit and risk committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for fiscal year 2024. | Audit-related | Board | AGAINST | 1 | |
| PLBY GROUP INC. | June 13, 2024 | Election of Directors: Ben Kohn | Director Elections | Board | WITHHOLD | 1 | |
| PLBY GROUP INC. | June 13, 2024 | Election of Directors: Suhail Rizvi | Director Elections | Board | WITHHOLD | 1 | |
| PRAXIS PRECISION MEDICINES INC. | November 6, 2023 | Approval of amendments to our Amended and Restated Certificate of Incorporation, to give our Board of Directors discretionary authority to effect a reverse stock split of all of the outstanding shares of our Common Stock, at a ratio ranging from any whole number between 1-for-5 and 1-for-25, as determined by our Board in its discretion (the "Reverse Stock Split Proposal"). | Capital Structure | Board | AGAINST | 1 | |
| PRAXIS PRECISION MEDICINES INC. | June 5, 2024 | Election of Class I Directors to serve until the 2027 Annual Meeting of Stockholders, and until their respective successors have been duly elected and qualified: Dean Mitchell | Director Elections | Board | WITHHOLD | 1 | |
| PRAXIS PRECISION MEDICINES INC. | June 5, 2024 | To approve the amendment and restatement of the Company's 2020 Stock Option and Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| PRECISION BIOSCIENCES INC. | June 4, 2024 | Approval of the amendment and restatement of the Company's 2019 Incentive Award Plan. | Compensation | Board | AGAINST | 1 | |
| PRECISION BIOSCIENCES INC. | June 4, 2024 | Election of Class II Directors: Samuel Wadsworth, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| PRECISION BIOSCIENCES INC. | June 4, 2024 | Election of Class II Directors: Stanley R. Frankel, M.D. | Director Elections | Board | WITHHOLD | 1 | |
| PROCTER & GAMBLE CO. | October 10, 2023 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Say-on-Pay | Board | AGAINST | 1 | |
| PROCTER & GAMBLE CO. | October 10, 2023 | ELECTION OF DIRECTORS: Angela F. Braly | Director Elections | Board | AGAINST | 1 | |
| PROCTER & GAMBLE CO. | October 10, 2023 | ELECTION OF DIRECTORS: Jon R. Moeller | Director Elections | Board | AGAINST | 1 | |
| PROCTER & GAMBLE CO. | October 10, 2023 | ELECTION OF DIRECTORS: Joseph Jimenez | Director Elections | Board | AGAINST | 1 | |
| PROCTER & GAMBLE CO. | October 10, 2023 | ELECTION OF DIRECTORS: Patricia A. Woertz | Director Elections | Board | AGAINST | 1 | |
| PROCTER & GAMBLE CO. | October 10, 2023 | Ratify Appointment of the Independent Registered Public Accounting Firm | Audit-related | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Election of Directors: Charles A. Davis | Director Elections | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Election of Directors: Jeffrey D. Kelly | Director Elections | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Election of Directors: Lawton W. Fitt | Director Elections | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Election of Directors: Roger N. Farah | Director Elections | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Election of Directors: Stuart B. Burgdoerfer | Director Elections | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Election of Directors: Susan Patricia Griffith | Director Elections | Board | AGAINST | 1 | |
| PROGRESSIVE CORP. | May 10, 2024 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2024; | Audit-related | Board | AGAINST | 1 | |
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Election of Directors: Charles F. Lowrey | Director Elections | Board | AGAINST | 1 | |
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Election of Directors: Christine A. Poon | Director Elections | Board | AGAINST | 1 | |
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Election of Directors: Gilbert F. Casellas | Director Elections | Board | AGAINST | 1 | |
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Election of Directors: Martina Hund-Mejean | Director Elections | Board | AGAINST | 1 | |
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Election of Directors: Robert M. Falzon | Director Elections | Board | AGAINST | 1 | |
| PRUDENTIAL FINANCIAL INC. | May 14, 2024 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| PT TELKOM INDONESIA (PERSERO) TBK | May 3, 2024 | Approve Changes in the Boards of the Company | Director Elections | Board | AGAINST | 1 | |
| PULTEGROUP INC. | May 6, 2024 | Election of Directors: Andre J. Hawaux | Director Elections | Board | AGAINST | 1 | |
| PULTEGROUP INC. | May 6, 2024 | Election of Directors: Brian P. Anderson | Director Elections | Board | AGAINST | 1 | |
| PULTEGROUP INC. | May 6, 2024 | Election of Directors: Bryce Blair | Director Elections | Board | AGAINST | 1 |
← Previous Page 31 of 33 Next →
← Back to Guggenheim 2023-2024 overview
Built November 8, 2026 from SEC Form N-PX filings.